What is a Nation?
Marxism and the Concept of Nation
(From 'PROMETHEUS' NO.3 1991)
Written by Hiroyoshi Hayashi
Translated by Roy West
CONTENTS
I. Introduction
II. Stalin's Dogmatic Conception of Nation
III. The Nationalism of Nishida Kitaro -An Ideological Pillar for the Japanese
Imperialist Expansion
IV. Hitler's Nationalism and German Imperialism
V. gThe Creation of National Ties is the Creation of Bourgeois Tiesh!
VI. The National Problem and Intellectuals
Translator's Note
It should be pointed out the Japanese word "minzoku" which is
translated as "nation" here, is in some respects similar to the
German word "Volk". The following brief explanation of "Volk"
taken from "A Hegel Dictionary" by Michael Inwood can also serve
to understand the nature of the word "minzoku".
"With the rise of nationalism [Volk]acquired the sense of a people
related by language, customs, culture and history, which may, but need
not, be united in a single STATE. It is not sharply distinct in sense from
Nation, imported in the fourteenth century from the Latin natio, which
comes from nasci ("to be born") and thus indicates a collection
of people inhabiting a single area and related by birth. But from the eighteenth
century Nation acquires political overtones and denotes a community aware
of a shared political and cultural heritage and aiming to form a state,
even if it does not yet do so." (p. 212)
In other words, while "minzoku" or "Volk" can be synonymous
with "Nation", they can also have be translated as "people"
or "race" in some situations, whereas the word "nation"
seems to stress political union in the form of a state. I think it is important
to be aware of the cultural and political aspects of the term "mizoku"
(nation) when reading this essay.
I. Introduction
What is a nation [minzoku]? ? When faced with this question very few people
are able to respond clearly or immediately. This is the case despite almost
daily media reports on national conflict taking place throughout the world.
This is a strange phenomenon. Of course, in a sense this is related to
some extremely ambiguous aspects of the concept of nation. The Japanese
word minzoku is often employed in a similar way to the concept of jinshu
[race]. On the other hand, minzoku can also be synonymous with the concept
of kokumin [people/citizens]. In some foreign languages, jinshu and minzoku,
or minzoku and kokumin are rendered by the same word. Thus, we need to
reconsider how the concept of minzoku can be defined. By correctly answering
this question, we will be able to expose the reactionary nature of all
nationalism.
Certainly, historically speaking, there was a period in which nationalism
played a progressive role?during the movement for the establishment of
national autonomy and the formation of the nation-state. However, with
the formation of a number of African states in the 1960s, the movement
of humanity towards the formation of nation-states reached its historically
conclusion. Today it can be said that all forms of nationalism are reactionary,
and are becoming increasingly so. It is from this perspective that we will
consider the question: gwhat is a nationh?
We will begin by taking a look at the theories of the nation proposed by
Stalin, Nishida Kitar?, and Hitler, and then conclude with an examination
of the views of contemporary petty bourgeois intellectuals.
II. Stalin's Dogmatic Conception of Nation
We will begin by looking at Stalinfs theory of the nation. At the behest
of Lenin, Stalin wrote the essay gMarxism and the National Questionh
in 1913. Lenin thought highly of this essay, but this may be related to
the fact that Stalin himself was a member of the gminority-nationh Georgia,
and his essay refuted the Austro-Marxist theory of gcultural and national
autonomy.h We need to distinguish between the Marxist aspects of this
work and the dogmatic, eclectic elements?but the two are joined together
in a peculiar form.
Stalin begins by depicting the situation following the 1905 Revolution,
which was marked by the emergence of virulent nationalism, and nationalist
conflict, in place of the national revolutionary movement. This situation
matches the contemporary situation today so closely, that it almost seems
as if Stalin were describing conditions today:
The period of counter-revolution in Russia brought not only gthunder and
lightningh in its train, but also disillusionment in the movement and
lack of faith in common forces. As long as people believed in ga bright
future,h they fought side by side irrespective of nationality?common questions
first and foremost! But when doubt crept into peoplefs hearts, they began
to depart, each to his own national tent?let every man count only upon
himself! The gnational questionh first and foremost!
At the same time a profound upheaval was taking place in the economic life
of the country. The year 1905 had not been in vain: one more blow had been
struck at the survivals of serfdom in the countryside. The series of good
harvests, which succeeded the famine years, and the industrial boom which
followed, furthered the progress of capitalism. Class differentiation in
the countryside, the growth of the towns, the development of trade and
means of communication all took a big stride forward. This applied particularly
to the border regions. And it could not but hasten the process of economic
consolidation of the nationalities of Russia. They were bound to be stirred
into movement.
The gconstitutional regimeh established at that time also acted in the
same direction of awakening the nationalities. The spread of newspapers
and of literature generally, a certain freedom of the press and cultural
institutions, an increase in the number of national theatres, and so forth,
all unquestionably helped to strengthen gnational sentiments.h The Duma,
with its election campaign and political groups, gave fresh opportunities
for greater activity of the nations and provided a new and wide arena for
their mobilisation.
And the mounting wave of militant nationalism above and the series of repressive
measures taken by the gpowers that beh in vengeance on the border regions
for their glove of freedom,h evoked an answering wave of nationalism
below, which at times took the form of crude chauvinism. The spread of
Zionism among the Jews, the increase of chauvinism in Poland, Pan-Islamism
among the Tatars, the spread of nationalism among the Armenians, Georgians
and Ukrainians, the general swing of the philistine towards anti-Semitism?all
these are generally known facts.
The wave of nationalism swept onwards with increasing force, threatening
to engulf the mass of the workers. And the more the movement for emancipation
declined, the more plentifully nationalism pushed forth its blossoms.
These crucial times laid a high mission upon the Social-Democratic Party?
to resist nationalism and to protect the masses from the general gepidemic.h
For Social-Democrats, and they alone, could do this, by bringing against
nationalism the tried weapon of internationalism, with the unity and indivisibility
of the class struggle. And the more powerfully the wave of nationalism
advanced, the louder had to be the call of the Social-Democratic Party
for fraternity and unity among the proletarians of all the nationalities
of Russia. And in this connection particular firmness was demanded of the
Social-Democrats of the border regions, who came into direct contact with
the nationalist movement.h (Marxism and the National and Colonial Question,
pp. 3-4.)
Stalin begins by defining the concept of gnation.h His definition is
the following:
What is a nation?
A nation is primarily a community, a definite community of people.
This community is not racial, nor is it tribal. The modern Italian nation
was formed from Romans, Teutons, Etruscans, Greeks, Arabs, and so forth.
The French nation was formed from Gauls, Romans, Britons, Teutons, and
so on. The same must be said of the British, the Germans and others, who
were formed into nations from people of diverse races and tribes.
Thus, a nation is not a racial or tribal, but a historically constituted
community of people. (Ibid. p. 5)
If one ignores Stalin's characteristically roundabout mode of expression,
what he is saying here is acceptable. But immediately after this, Stalin
offers up a typically formalistic argument, characterized by his eclectic
method. Stalin acknowledges that a nation is a historical category, not
a natural one?we want to point this out to Stalinfs credit?but Stalin
is unable to consistently maintain this perspective. He quickly replaces
this definition with the metaphysical definition of the nation as something
with this gthis or thath trait. In other words, while saying that the
nation is a historical concept, Stalin hastens to say that this is not
always the case. For example, the fact that the empire of Alexander the
Great was historically formed, but cannot be called a nation, leads Stalin
to insist that a nation must also be a gstable community of people,h
rather than a gcasual or ephemeral conglomeration.h (Ibid. p. 5)
However, this proposition is completely superfluous. It is common knowledge
that there are cases where a nation has already formed a state, just as
there are cases where a nation is striving to form a state. If it were
the case that a nation was not a nation without the formation of a gstable
community,h this would mean that before the formation of the state of
Israel there was no Jewish nation. This of course is nonsense.
Stalin goes on to argue that a national community [minzoku ky?d?tai] is
a gstable community,h but is not identical to the state community [kokka
ky?d?tai]. As the basis for this argument, he introduces the question of
language?that is, whereas a state does not necessarily have a common language,
this is necessary for a nation. Therefore, for Stalin, the concept of the
nation must necessarily include the notion of a common language, and that
this distinguishes it from the concept of state.
State and nation are of course different concepts. Still, considering the
decisive importance of the concept of the state within the concept of the
nation, it is formalism, and a typical example of Stalinfs metaphysics,
to merely enumerate the differences between the state and nation?e.g. gThe
Czech nation in Austria and the Polish in Russia would be impossible if
each did not have a common language, whereas the integrity of Russia and
Austria is not affected by the fact that there are several different languages
within their bordersh (Ibid. p. 6). Obviously a national community gis
inconceivable without a common language,h but it is foolish to think that
a state does not necessarily need a common language. A look at the effort
and struggles required for many states to gain a common or standard language
should make it perfectly clear that a state cannot be stable without a
common language. Moreover, there are a number of nations (i.e., members
of a national group) that lack a common language. Stalinfs views are extremely
one-dimensional and arbitrary, and this necessarily stems from the fact
that, while he defines the category of nation as something historical,
he doesnft thoroughly realize the significance of this.
Stalin thus defines a nation as differing from a state in terms of possessing
a common language. But sensing the inadequacy of this definition, he then
adds the further definition of the nation as a gcommunity of territory.h
Stalin argues, for example, that it is clear from the case of the United
States and England that two nations can speak the same language while remaining
different nations. The reason given for this is, g[f]irstly, because they
do not live together, but inhabit different territories. A nation is formed
only as a result of lengthy and systematic intercourse, as a result of
people living together generation after generation.h The United States
and England are thus seen as an example of the gdifference of territory
leading to the formation of different nations.h (Ibid. p. 6) In this way,
Stalin views common territory as one of the characteristics of the nation.
Stalin, however, argues that commonality of language and territory alone
are not sufficient for the category of nation. In addition to this, internal
economic links are necessary to unite the individual parts of the nation
into a single whole:
There is no such bond between England and the United States, and so they
constitute two different nations. But the Americans themselves would not
deserve to be called a nation were not the different parts of American
bound together into an economic whole, as a result of the division of labor
between them, the development of the means of communication, and so forth.
(Ibid. p. 7)
Even this third characteristic gis not allh for the category of the nation:
g[o]ne must take into consideration the specific spiritual complexion
of the people constituting a nation.h Stalin says that nations also differ
gin spiritual complexion, which manifests itself in peculiarities of national
cultureh:
If England, America and Ireland, which speak one language, nevertheless
constitute three distinct nations, it is in no small measure due to the
peculiar psychological make-up which they developed from generation to
generation as a result of dissimilar conditions of existence. (Ibid. pp.
7-8)
Here, in order to complete the category of nation, Stalin borrows from
Otto Bauer. Stalin feels that objective criteria alone are insufficient
to define the nation, and thus he adds on subjective elements.
Of course, any materialist should be aware that the category of the nation
cannot be subjectively constructed. Stalin is merely tailing after liberals.
In the following passage Stalin is clearly taking his cue from the theorists
of gcultural and national autonomyh:
Of course, by itself, psychological make-up or, as it is otherwise called,
the gnational character,h is something indefinable to the observer, but
inasmuch as it manifests itself in a distinctive culture common to the
nation it is something tangible and cannot be ignoredc
Thus, a common psychological make-up, which manifests itself in a common
culture, is one of the characteristic feature's of a nation.(Ibid. p. 307)
Here Stalin sounds exactly like subjectivist theorists who talk about gnational
character.h A gdistinctive culture common to the nationh is the worn
out, reactionary idea of the nationalistic gmen of letters,h and has
nothing in common with Marxism. What possible gcommon psychological make-uph
could be said to exist between the workers and the bourgeoisie of a given
nation? Just this one example exposes the reactionary, bourgeois nature
of Stalinfs definition. Stalin claims to reject the subjectivist ideas,
such as gpsychological conditions,h of Austro-Marxism, but he still gincorporatesh
their views as one part of his definition. In the end, Stalin can only
criticize the theorists of Austro-Marxism for exclusively offering subjectivistic
definitions. He says that if they had positioned this as gone parth of
the category of the nation, rather than the whole, they would have been
correct. However, a subjectivistic definition is a subjectivist definition,
and it is opposed to the materialistic approach. Stalin can only criticize
Otto Bauer in the following way:
It might appear that gnational characterh is not one of the characteristics
but the only essential characteristic of a nation, and that all the other
characteristics are only factors in the development of a nation, rather
than its characteristics. Such, for instance, is the view held by R. Springer,
and particularly by 0. Bauer, Social-Democratic theoreticians on the national
question well known in Austria. (Ibid. p. 9)
Even allowing subjectivistic elements in the formation of the nation, the
elements themselves must still be traced back to objective factors. If
one attempts to explain subjectivistic elements merely on their own, this
can only lead to reactionary mysticism and obscurantism.
Thus, Stalinfs famous category of the nation boils down to the following:
A nation is a historically evolved, stable community of language, territory,
economic life, and psychological make-up manifested in a community of culturec
It must be emphasized that none of the above characteristics is by itself
sufficient to define a nation. On the other hand, it is sufficient for
a single one of these characteristics to be absent and the nation ceases
to be a nationc
It is only when all these characteristics are present together that we
have a nation. (Ibid. pp. 8-9)
This is indeed a Stalinistic (i.e. stiff and one-dimensional) categorical
definition, which can easily become a dogma?and in fact did become a dogma
that caused great damage and arose various gtheological debates.h Even
a quick glance at reality shows how ridiculous and dogmatic it is to say
that a nation lacking any one of these four conditions would not exist
as such.
The typical example of the Jews, for example, illustrates the bankruptcy
of Stalinfs theory. According to Stalinfs definition of the nation, the
Jews cannot be called a nation because they have no common language (what
about Hebrew?), and donft occupy a common territory (after the foundation
of Israel this reason could no longer be used). Stalin writes:
It is possible to conceive of people possessing a common gnational character,h
but they cannot be said to constitute a single nation if they are economically
disunited, inhabit different territories, speak different languages, and
so forth. Such, for instance, are the Russian, Galician, American, Georgian
and Caucasian Highland Jews, who do not, in our opinion, constitute a single
nation. (Ibid. p. 8)
If asked whether the Jews are a nation or not, it seems that one could
only answer that they are indeed a nation. Stalin, however, declares that
the Jews are not a nation. This conclusion is the natural outcome of his
understanding of the nation. Stalin disagrees with Bauer who considered
the Jews a nation even without sharing a common language (or common territory).
Stalin offers his own alternative view:
The Jews enumerated undoubtedly lead the same economic and political life
as the Georgians, Daghestanians, Russians and Americans respectively, and
in the same cultural atmosphere as the latter; this cannot but leave a
definite impress on their national character; if there is anything common
to them left it is their religion, their common origin and certain relics
of national character. All this is beyond question. But how can it be seriously
maintained that petrified religious rites and fading psychological relics
affect the gfateh of these Jews more powerfully than the living social,
economic and cultural environment that surrounds them? And it is only on
this assumption that it is possible to speak of the Jews as a single nationc
Bauer, by divorcing the gdistinctive featureh of nations (national character)
from the gconditionsh of their life, sets up an impassable barrier between
themc
For, I repeat, what sort of nation, for instance, is a Jewish nation that
consists of Georgian, Daghestanian, Russian, American and other Jews, the
members of which do not understand each other (since they speak different
languages), inhabit different parts of the globe, will never see each other,
will never act together, whether in time of peace or in time of war?
Bauer is obviously confusing nation, which is a historical category, with
tribe, which is an ethnographical category. (Ibid. pp. 11-12)
If the concept of the nation does not always require a gcommon languageh
or a common territory as an absolute condition, then Stalinfs argument
collapses like a house of cards. The question is indeed whether the concept
of the nation includes commonality of language and territory as its absolute
moments, and whether it is thus incorrect to define the Jews as a nation.
Certainly the Jews have been scattered throughout the world and have been
assimilated into many states and nations. Still, this doesnft mean that
the Jews have ceased to be a nation. They have preserved their own language,
religion, customs, etc. as evidence of being a gnation.h The fact that
a common territory was lacking does not necessarily deny the existence
of the Jews as a nation. Of course, particularly in Western Europe and
the United States, the Jews have become increasingly assimilated, but,
at the same time, even in the United States they havenft completely lost
their particular national characteristics.
Moreover, the Jews have their own nationalist movement (Zionism), which
between the First and Second World Wars developed into a movement to establish
a Jewish state, and this was achieved with the foundation of Israel after
World War Two. The Jews have also practically proven themselves to be one
nation. The Israeli State is the greatest real refutation of Stalinfs
mechanical view of the nation. It is true that in Stalinfs time the Jews
had not yet formed a single community, territorially speaking. They demonstrated
their actual gnationality,h however, by forming their own state. This
experience reveals that Stalinfs concept of the nation, if turned into
a dogma, fails to correspond with reality. Israelfs very existence refutes
Stalinfs dogma. Perhaps Stalin might argue that the Jews were not a nation
in the past, but became one after the Second World War, but this would
only make his position more inconsistent.
To Stalinfs credit, however, we need to introduce the following passage
where he correctly grasps the problem of the nation. In this passage he
considers the historical basis for the concept of nation, and says that
the nation is a historical category from the period of rising capitalism.
A nation is not merely a historical category but a historical category
belonging to a definite epoch, the epoch of rising capitalism. The process
of elimination of feudalism and development of capitalism was at the same
time a process of amalgamation of people into nations. Such, for instance,
was the case in Western Europe. The British, French, Germans, Italians
and others were formed into nations at the time of the victorious advance
of capitalism and its triumph over feudal disunity.
But the formation of nations in these instances at the same time signified
their conversion into independent national states. The British, French
and other nations are at the same time British, etc., states. Ireland,
which did not participate in this process, does not alter the general picture.
Matters proceeded somewhat differently in Eastern Europe. While in the
West the nations developed into states, in the East multi-national states
were formed, each consisting of several nationalities. Such are Austria-Hungary
and Russia. In Austria, the Germans proved to be politically the most developed,
and they took it upon themselves to amalgamate the Austrian nationalities
into a state. In Hungary, the most adapted for state organization were
the Magyars? the kernel of the Hungarian nationalities?and it was they
who united Hungary. In Russia, the role of welder of nationalities was
assumed by the Great Russians, who were headed by an aristocratic military
bureaucracy, which had been historically formed, and was powerful and well-organized.
Such was the case in the East.
This special method of formation of states could take place only where
feudalism had not yet been eliminated, where capitalism was feebly developed,
where the nationalities which had been forced into the background had not
yet been able to consolidate themselves economically into integral nations.
But capitalism also began to develop in the Eastern states. Trade and means
of communication were developing. Large towns were springing up. The nations
were becoming economically consolidated. Capitalism, erupting into the
tranquil life of the ousted nationalities, was arousing them and stirring
them into action. The development of the press and the theatre, the activity
of the Reichsrat (Austria) and of the Duma (Russia) were helping to strengthen
gnational sentiments.h The intelligentsia that had arisen was being imbued
with gthe national ideah and was acting in the same direction.
But the ousted nations, aroused to independent life, could no longer shape
themselves into independent national states; they encountered the powerful
resistance of the ruling strata of the dominant nations, which had long
ago assumed the control of the state. They were too late!
In this way the Czechs, Poles, etc., formed themselves into nations in
Austria; the Croats, etc., in Hungary; the Letts, Lithuanians, Ukrainians,
Georgians, Armenians, etc., in Russia. What had been an exception in Western
Europe (Ireland) became the rule in the East.
In the West, Ireland responded to its exceptional position by a national
movement. In the East, the awakened nations were bound to respond in the
same fashion.
Thus arose the circumstances which impelled the young nations of Eastern
Europe into the path of struggle. (Ibid. pp. 13-14)
This is an extremely interesting passage in which perhaps unknowingly or
in spite of himself, Stalin says that the formation of the nation is inseparable
from the historical process of the development of capitalism and the formation
of the bourgeois state?and cannot be considered in isolation from this
process. It is perfectly correct to say that the nation is a historical
concept. Still, Stalin is unable to be consistent, and ultimately slips
back into the idealistic dogma of the four characteristics of the nation.
During his struggle against Trotsky and the Left Opposition after the Russian
Revolution, Stalin tried to establish his gorthodoxh position by publishing
gThe Foundations of Leninismh in 1924. One chapter of this book discusses
the national question, but since this mainly deals with the tactics of
the Communist Party vis-a-vis the national movements, we will briefly look
instead at gThe National Question and Leninism,h presented in 1928 when
Stalinfs grip on power had tightened.
In this essay Stalin addresses the national problem in the form of responding
to the questions of party members. This was the first time he proposed
the concept of gsocialist nationalism,h and fundamentally grevisedh
his previous gMarxisth theory of the theory. This theory is characteristically
Stalinistic, and in this sense extremely noteworthy. The problem of the
nation is addressed in response a party member who had argued that a fifth
criterion of gnation-stateh should be added to Stalinfs 1913 dogma of
the four criteria constituting the nation:
The Russian Marxists have long had their theory of the nation. According
to this theory, a nation is a historically constituted, stable community
of people, formed on the basis of the common possession of four principal
characteristics, namely: a common language, a common territory, a common
economic life, and a common psychological make-up manifested in common
specific features of national culture. This theory, as we know, has received
general recognition in our Party.
It is evident from your letters that you consider this theory inadequate.
You therefore propose that the four characteristics of a nation be supplemented
by a fifth, namely, that a nation possesses its own, separate national
state. You consider that there is not and cannot be a nation unless this
fifth characteristic is present.
I think that the scheme you propose, with its new, fifth characteristic
of the concept gnation,h is profoundly mistaken and cannot be justified
either theoretically or in practice, politically.
According to your scheme, only such nations are to be recognised as nations
as have their own state, separate from others, whereas all oppressed nations
which have no independent statehood would have to be deleted from the category
of nations; moreover, the struggle of oppressed nations against national
oppression and the struggle of colonial peoples against imperialism would
have to be excluded from the concept gnational movementh and gnational-liberation
movement.h
More than that. According to your scheme we would have to assert: a) that
the Irish became a nation only after the formation of the gIrish Free
State,h and that before that they did not constitute a nation; b) that
the Norwegians were not a nation before Norway's secession from Sweden,
and became a nation only after that secession; c) that the Ukrainians were
not a nation when the Ukraine formed part of tsarist Russia; that they
became a nation only after they seceded from Soviet Russia under the Central
Rada and Hetman Skoropadsky, but again ceased to be a nation after they
united their Ukrainian Soviet Republic with the other Soviet Republics
to form the Union of Soviet Socialist Republics.
A great many such examples could be cited.
Obviously, a scheme which leads to such absurd conclusions cannot be regarded
as a scientific scheme.
In practice, politically, your scheme inevitably leads to the justification
of national, imperialist oppression, whose exponents emphatically refuse
to recognize as real nations oppressed and unequal nations which have no
separate national state of their own, and consider that this circumstance
gives them the right to oppress these nations.
That is apart from the fact that your scheme provides a justification for
the bourgeois nationalists in our Soviet Republics who argue that the Soviet
nations ceased to be nations when they agreed to unite their national Soviet
Republics into a Union of Soviet Socialist Republics.
That is how matters stand with regard to gsupplementingh and gamendingh
the Russian Marxist theory of the nation.
Only one thing remains, and that is to admit that the Russian Marxist theory
of the nation is the only correct theory. (gThe National Question and
Leninism,h pp. 348-50)
Instead of emphasizing that the concept of the nation is inseparable from
the bourgeois state, he offers the example of a nation that is not organized
in a state (he neglects the most appropriate example of the Jewish people!).
Of course, everyone knows this situation. However, the problem is not this
or that example, but rather the concept of the nation. The fact that the
Jews are a nation, even if not organized in a state, is fully demonstrated
by the Zionist movement?and later in the existence of the state of Israel.
England, France and Germany in the Middle Ages gwere not nationsh in
this modern sense because they also were not organized in gstates.h This
reveals that the nation is a historical category that is inseparable from
the rule of the bourgeoisie and the organization of a bourgeois state.
Therefore, Stalinfs reasoning has no justification. He stresses that the
category of the nation is inseparably linked to the appearance and development
of the bourgeoisie, but denies that it is linked to the bourgeois state,
and somehow thinks that he has not contradicted himself.
It is clear here that Stalinfs former concept of the nation has fallen
apart. He had mechanically created a concept of the nation using four criteria,
but the point is not to make a list of criterion. Stalin has neglected
the most fundamental thing. The fact that the attempt to define the gnationh
according to certain characteristics can only lead to contradiction should
become perfectly clear if one recalls the fact that there are different
nations with the same language, one nation with different languages, different
nationalities within the same territory, as well as the same nationality
living in different territories. The Jews for instance, are an example
of this last case (this was the case in the past, and remains so even after
the construction of Israel). Stalin claims the following:
There are different kinds of nations. There are nations which developed
in the epoch of rising capitalism, when the bourgeoisie, destroying feudalism
and feudal disunity, gathered the parts of nations together and cemented
them. These are the so-called gmodernh nations. You assert that nations
arose and existed before capitalism. But how could nations have arisen
and existed before capitalism, in the period of feudalism, when countries
were split up into separate, independent principalities, which, far from
being bound together by national ties, emphatically denied the necessity
for such ties? Your erroneous assertions notwithstanding, there were no
nations in the pre-capitalist period, nor could there be, because there
were as yet no national markets and no economic or cultural national centers,
and, consequently, there were none of the factors which put an end to the
economic disunity of a given people and draw its hitherto disunited parts
together into one national whole.
Of course, the elements of nationhood?language, territory, common culture,
etc.?did not fall from the skies, but were being formed gradually, even
in the pre-capitalist period. But these elements were in a rudimentary
state and, at best, were only a potentiality, that is, they constituted
the possibility of the formation of a nation in the future, given certain
favorable conditions. The potentiality became a reality only in the period
of rising capitalism, with its national market and its economic and cultural
centers.h (Ibid. pp. 350-1)
What Stalin is saying is contradictory. He says that, gnations did not
exist before capitalism,h while talking about separate, independent feudal
principalities which gfar from being bound together by national ties,
emphatically denied the necessity for such ties.h Moreover, referring
to the period in which nations did not yet exist, Stalin discusses ghitherto
disunited partsh being drawn gtogether into one national whole.h However,
to speak of the gdisunity of the nationh in the period in which nations
did not exist, and say that through capitalism this was overcome, is in
fact a theory of the eternal existence of the nation.
However, more significant than this gtrivialh error, is Stalinfs sudden
creation of the peculiar new concept of a gsocialist nation.h
It is precisely such bourgeois nations that Stalinfs pamphlet Marxism
and the National Question has in mind when it says that ga nation is not
merely a historical category but a historical category belonging to a definite
epoch, the epoch of rising capitalism,h that gthe fate of a national
movement, which is essentially a bourgeois movement, is naturally bound
up with the fate of the bourgeoisie,h that gthe final disappearance of
a national movement is possible only with the downfall of the bourgeoisie,h
and that gonly under the reign of socialism can peace be fully established.h
That is how matters stand with regard to the bourgeois nations.
But there are other nations. These are the new, Soviet nations, which developed
and took shape on the basis of the old, bourgeois nations after the overthrow
of capitalism in Russia, after the elimination of the bourgeoisie and its
nationalist parties, after the establishment of the Soviet system.
The working class and its internationalist party are the force that cements
these new nations and leads them. An alliance between the working class
and the working peasantry within the nation for the elimination of the
survivals of capitalism in order that socialism may be built triumphantly;
abolition of the survivals of national oppression in order that the nations
and national minorities may be equal and may develop freely; elimination
of the survivals of nationalism in order that friendship may be knit between
the peoples and internationalism firmly established; a united front with
all oppressed and unequal nations in the struggle against the policy of
annexation and wars of annexation, in the struggle against imperialism?such
is the spiritual, and social and political complexion of these nations.
Such nations must be qualified as socialist nations. These new nations
arose and developed on the basis of old, bourgeois nations, as a result
of the elimination of capitalism?by their radical transformation on socialist
lines. Nobody can deny that the present socialist nations of the Soviet
Union?the Russian, Ukrainian, Byelorussian, Tatar, Bashkir, Uzbek, Kazakh,
Azerbaijanian, Georgian, Armenian and other nations?differ radically from
the corresponding old, bourgeois nations of the old Russia both in class
composition and spiritual complexion and in social and political interests
and aspirations.
Such are the two types of nations known to history.h (Ibid. pp. 353-55)
Stalin recognizes that the nation shares its destiny with capitalism, but
says that this is only the case for gbourgeois nations,h not for the
nation in general. Bourgeois nations dissolve along with the end of capitalism,
but the nation in general, or the gsocialist nationh develops further
with the victory of socialism! This is preposterous, but Stalin adopts
a triumphant tone:
You are afraid that the elimination of the nations existing under capitalism
is tantamount to the elimination of nations in general, to the elimination
of all nations. Why, on what grounds? Are you really unaware of the fact
that, besides bourgeois nations, there are other nations, socialist nations,
which are much more solidly united and capable of surviving than any bourgeois
nation?
Your mistake lies precisely in the fact that you see no other nations except
bourgeois nations, and, consequently, you have overlooked the whole epoch
of formation of socialist nations in the Soviet Union, nations which arose
on the ruins of the old, bourgeois nations.
The fact of the matter is that the elimination of the bourgeois nations
signifies the elimination not of nations in general, but only of the bourgeois
nations. On the ruins of the old, bourgeois nations new, socialist nations
are arising and developing, and they are far more solidly united than any
bourgeois nation, because they are exempt from the irreconcilable class
contradictions that corrode the bourgeois nations, and are far more representative
of the whole people than any bourgeois nation. (Ibid. pp. 355-6)
Setting aside what Stalin said, a glance at the national divisions and
conflict in the present-day [1991] Soviet Union and Eastern Europe, makes
it clear that the gsocialist nationh is not, and could never be, a Marxist
category. The national disputes today are the historical, practical refutation
of Stalinfs concept of the gsocialist nation.h To say on the one hand
that, gthe nation is connected to the historical stage of capitalism,h
while on the other hand talking about a gsocialist nationh is an insult
not only to Marxist theory, but to theory in general. Like Kant, who courageously
denied the concept of gGod,h while cowardly resurrecting this concept
in secret, Stalin has secretly salvaged the concept of the nation he had
negated, and crowns this with the name gsocialism.h
If nations not only exist, but also develop further under a gsocialisth
society, then that society is certainly not socialist. Furthermore, if
one says that the category of the nation remains under socialist society,
then this concept of socialism is problematic.
Stalinfs theory amounts to a confession that the Soviet Union is not a
socialist society. He realizes that in the Soviet Union the category of
the gnationh is not merere an empty word. However, instead of exposing
that the Soviet Union is not a socialist society in order to salvage the
concept of nation, he instead throws out the scientific conception of the
nation in order to salvage the myth that the Soviet Union is a socialist
state.
How are we meant to understand the idea that the nationalities within the
Soviet Union are socialist nations that have been liberated from the class
conflict that divided and weakened them, and are thus stronger communities
than the bourgeois nations? Is this a glorification of gsocialismh in
the Soviet Union, or an unconscious insult to it? We reject such bourgeois
gsocialismh, which says that under socialist society nations will appear
as even stronger communities. A socialist society in which gnational communitiesh
develop further is certainly not real socialism. National communities and
national movements did indeed develop in the Soviet Union. This, however,
was not because the Soviet Union was a socialist society, but rather because
it was a state-capitalist, class-divided society?a bourgeois state system.
Thus, we can conclude that Stalinfs theory of the nation?particularly
his theory of the gsocialist nationh?like so many of his other theories,
is a typical state-capitalistic theory that reflects the reality of the
system of state capitalism.
III. The Nationalism of Nishida Kitaro
-An Ideological Pillar for the Japanese Imperialist
Expansion
Here I do not intend to discuss the philosophy of Nishida Kitar? in general.
Rather, my discussion of Nishidafs gphilosophyh will be limited to how
it provided a gphilosophicalh foundation, and ideological support, for
the expansion of Japanese imperialism. We will examine Nishidafs theory
as one example of an idealistic and imperialistic theory of the nation.
Of course, there are certainly those who would insist that Nishidafs philosophy
is liberal?not purely imperialistic?since he defends gindividualityh
and emphasizes the free development and unfolding of the gindividual.h
Even granting this is the case, however, only reveals how quickly and easily
liberalism can be transformed into naked, reactionary nationalism.
Nishida wrote a great deal about the nation and gspeciesh [shu] in the
mid-thirties, at the time when Japanese imperialist expansion was reaching
its stride, and the war against China had been expanded. We will need to
look at the standpoint from which he discusses the gnation,h and the
content of his concept. In a sense, Nishidafs glogich of nationalism
is an application of his philosophy to reality, and for this reason plainly
reveals its idealistic and reactionary nature.
In his Tetsugaku ronbun sh? daini (Collected philosophical essays, volume
two), published in 1937 at the beginning of the Sino-Japanese War, Nishida
discusses gthe problem of the creation and development of species.h He
discusses gspeciesh and its role in the following way:
Species as a self-limiting particularity, is not fixed, but rather must
be created and develop within the historical world. Today, even in the
case of the biological species, no one gives any thought to this.
What role does species play within the historical world? Race is a thing
that works subjectively within the historical world. When the historical
world is set in motion, this always means that species has become the subject
and altered the environment. Species is the thing which creates the forms
to change the given world. It is the paradigm of our reality. This is true
for everything from the species of living organisms up to historical species,
i.e. communal society. (p. 303)
For Nishida it is gspecies,h not class, that is the motive force and
gsubjecth to create and develop history. Thus, the Japanese nation, as
this sort of species, must create history, and is said to be doing so presently.
Nishida insists that biological species and historical species are different?that
is historical species must be mediated by the gabsolute negationh of
the biological species. This means that no matter how isolated we are,
gin our formation, a quality must exist that tends towards the self-limitation
of the historical world.h Moreover, he emphasizes that several ghistorical
speciesh exist and oppose each other simultaneously, and that their gindividuality
is formed by the [historical] era.h He seems to be speaking of gworld
history,h rather than individual species. However, this world history
is not actual world history, but rather the self-realization of some sort
of gindividualh thing. Moreover, this species or individual thing is
said to move world history by means of gindividually forming an epoch.h
More simply put, the advance of Japanese imperialism is also said to be
the self-realization of world history, and world history is formed through
such gparticularh operations.
The Japanese nation is thus said to participate in the formation of world
history in this way.
These arguments basically amount to flattery and obedience towards Japanese
imperialism, and an acceptance of its reality. World history is seen as
the age of imperialism, and Japan, through its gmovementh as an imperialist
state, is said to provide a fine service for the formation of world history.
Certainly such movement could be said to gcreate world history,h but
this is a thoroughly ruling-class history in the sense that the world is
working for the sake of their interests. This is certainly not the gformationh
of working-class history. The gcreatively madeh history of working people
is completely different from the history created by the bourgeoisie and
imperialists.
Nishidafs next passage on the state is nonsensical and reactionary. He
tries to say that society and the state are not systems, but some sort
of ideational existence, and that this is because they are racial or national.
Just as there is no purely specific [shu-teki] society, so there is also
no purely rational society. Society is not a simple system. Even though
some speak of an economic society, in so far as it has historical existence
as a social entity, this must have the structure of the Idea. This must
be fostered as ideology. Similarly, the state is not simply some obligatory
existence, but must also be pathos [the opposite principle of logos; the
irrational side of human beings, passion, pathos, violence?Hayashi] When
a given nation manifests itself, both historically and materially, as Idea,
this can be said to be a moralistic existence as a state. A true state
can be said to exist to the extent that it becomes an Idea, with the structure
as a contradictory self-identity of the many and the one. The extent to
which a king exists as a king and his subjects as subjects, and to what
extent this is a historical formation, as a contradictory self-identity,
is the foundation of its moralistic real-existence. As a contradictory
self-identity, the state is not simply the extension of the family, but
a legal entity. However, this state is not simply a legal system. In achieving
the form of the Idea, this must be something moral. And in the species-form,
this must be pathos. In the form of the Idea, the king and his subjects
can be said to be one. The true relationship of the state and individual
must be sought in the historical form of contradictory self-identity. The
true state must be an Idea formcFor this reason, I think that world peace
can be achieved when each country becomes its true state. The formation
of world history does not mean that species will disappear. The world as
contradictory self-identity must always be a racial form. Moreover, the
species-form, by becoming the form of the Idea as state, is a world historical
formation. (pp. 139-40)
According to Nishida, the gspecific formationh [shu-teki keisei], through
the mediation of the Idea, becomes the state, and is historically formed?and
the Japanese nation thus also becomes a historical form. For Nishida, the
nation is the state and the state is the nation. However, this state is
not the state that emerges with the rise of the bourgeoisie (in this sense
the nation-state), but rather the imperialist state, i.e. the despotic
state that is connected to the reactionary rule of capital. He says that
gworld peaceh becomes possible because the nations of the world thoroughly
become states. But this is the same sort of idea that was held by the rightwing
and military authorities who said that gone hundred years of peace in
East Asiah could be realized through Japanfs imperialist invasions.
The experience of the Second World War exposed the total incorrectness
of Nishidafs idea that true world peace could be achieved by nations who
became thoroughly gstate-like.h The reality was the exact opposite. As
nations became more nationalistic, the contradictions and conflicts between
states intensified, and disagreements between the interests of the states
were resolved, and could only be resolved, through the use of force.
Nishida wrote many things, but ultimately he is saying that the state is
not a logical or legal entity, but rather Idea or pathos. In other words,
he is saying that the state is an irrational or intuitive thing. This amounts
to believing that when monopoly capital in Japan turned to fascism, raised
the gidealsh of gAll The World Under One Roofh [hakk? ichiu] and gThe
Greater East Asian Co-Prosperity Sphereh [dait?a ky?eiken], and fought
for the gco-existence and co-prosperityh of Asian nations, this was the
ideal as a state and an expression of its true nature.
Nishida goes out of his way to say that his concept of the gworldh is
not abstract or general, or the gcosmopolitan bourgeoish world. The real
world for him is the struggle of race against race, and therefore he considered
the thirties as gthe most the most internationalist period, precisely
because it was the most state-ist [kokkashugiteki]h!
While reality is always being determined everywhere, historical reality
exists in the self-negation within each person and in the movement from
reality to reality that overcomes the individual himself. Each species,
as a species, must always insist on its own self, and in the same environment
a large number of species must struggle and oppose each other. Therein
lies my own historical reality. What is called the world is a place of
self-contradictory identity of one-as-many and many-as-one. For this reason,
I think that today, which is thought to be the most state-ist period, is
in fact the most internationalist period. There is no age, other than the
current one, in which the world is a realistic thing. Since the world has
become a realistic thing, each country must be state-ist. Today the world
is not something that lies outside of a country, but rather within it.
In this way, for the first time, there is something that can truly be called
the world. Saying that the world only lies outside, is equivalent to saying
that the world does not exist. (pp. 329-30)
Looking at the content of this passage?setting aside Nishidafs unique
mode of expression and gphilosophicalh concepts?he is merely justifying
the reality of the bourgeois world, in which each capitalist state exists
as an gindividual selfh in opposition to other states, as the only possible
reality. Moreover, Nishida goes so far as to justify imperialist conflict
and war. He proposes the paradoxical idea that the contemporary period,
which is exceedingly nationalistic, is for this very reason the most internationalist
period. This empty expression serves to hide imperialist intentions. In
fact, the bourgeoisie in Japan today are fond of this expression. The Ministry
of Education, for instance, has just developed the Nishida-like gideah
that gbecause this is a period of internationalization, self-awareness
as a Japanese nation is important,h In other words, by becoming more nationalistic,
Japan will become more international!
Nishida cannot be said to have directly advocated or beautified the imperialistic
actions of the Japanese gnation.h He was a gdistinguishedh scholar,
a philosopher who develop a gprofoundh system of thought?not a run-of-the-mill
right-winger or fascist militarist who speak plainly and shamelessly. Nishida
merely saw the grole of the nationh in history. He recognized the fact
that British capitalism was gforging a single worldh in his own time
just as gRome had forged a single world through the subjugation of Europeh
in the past. However, he posed the problem in terms of [a country] gbearing
an epoch within historical realityh by means of achieving its own individuality.
He was basically saying that the Japanese gnationh is the bearer of a
new Idea, and has a ghistoricalh mission to achieve just as the Roman
and British Empires once did.
In Tetsugaku ronbun sh? daisan [Collected Philosophical Essays, Volume
Three], published in 1939 when war in Europe had already broken out, Nishida
attempts to provide a gphilosophicalh basis for nationalism and state-ism
[kokkashugi]. He insists that in the formation of society gracial elements
must form the basish?i.e. ganimal instinct forms the foundation.h Furthermore,
he emphasizes that society gincludes the content of the Idea.h This means
that the state is not simply a socio-economic structure, or one social
organization, but must also be ideological and gidealistic,h or gmoralistich
and spiritual. Plainly stated, then, instead of solely living for material
interests, one must pursue or embody some gideal.h In this way, Nishida
completely tails after the fascists of the time.
Nishida idealistically attempts to provide a basis for the concept of gindividualh
and gnationh through the application of Spinozafs theory of the monad.
This is the idea that one can conceive of the gindividualh as the gself-limitationh
of species, but that this is not directly the gindividual.h According
to Nishida: gThere can be no individual separate from species-form. Through
such species-forms our selves become true selves.h (p. 147)
To the extent that the true existence of the individual is reflected, it
can be said that the society is truly living. However, this does not mean
that the individual can be said to have become something general. There
can be no individuality in homogeneity. The individual must be the formative
element of the world, which limits the world through its own self-limitation.
For this reason, no individual can exist apart from species-forms. Society
only exists as a historical species. There can be no society that lacks
the specificity of the historical world. Like in the case of Greece, a
particular society also has the quality of a world as contradictory self-identity.
Such a society can in one period have world-historical significance. It
can be the bearer of the world. (p. 151)
Nishida is unaware of the historical limitations of the concept of the
nation. He gives an overview of the history of Greece, Rome, the Middle
Ages, and the modern world, and discusses gspecies-formsh within these
periods. However, this only serves to absolutize gspecies-formsh [i.e.
racial forms] and he offers the completely undialectical view of history
according to which the history of humanity reaches its final point through
such forms. He says that the Greek world was the society of Polis (city)
and to this extent Idea, but with the coming of the Roman world, git became
something legal that had lost the Idea, becoming a system lacking its species-form.h
(Ibid. p.168) However, the Middle Ages, by uniting with the Christian religion,
became something abstract and family-centered. He then argues that the
modern period broke through the limitations of Rome and the Middle Ages.
When the world actually reached the stage of modernity, it became national
in place of the former Catholic unity. It can be said that there emerged
in the world societies as species-forms. The world is not created through
the negation of species-forms, but rather is created through such forms,
and this is one of the concerns of the contemporary world. (Ibid. p. 169)
The only society Nishida is familiar with is a gspeciesh society, i.e.
a society of nation-states. He identifies this with society in general.
Certainly, when compared to ancient or medieval society, nation-states?i.e.
bourgeois society?are more social. The reason for this increased social
quality is that the narrow, isolated world was overcome through the development
of the market and commodity production, thereby creating relations and
connections between people and uniting them gsocially.h What Nishida
is unaware of, however, is that this connection of people has the historical
limitation of only being necessary and naturally generated at a certain
stage in the social development of humanity. Bourgeois human connections
must first be gsummarizedh as the connections of the nation-state.
The breakdown of the Catholic unity of the Middle Ages resulting in the
world becoming gnational,h was due to the world coming under the rule
of capitalism, and this national unity was a bourgeois unity. Nishida predicts
that history progresses and develops dialectically. However, he is unable
to explain this rationally. He recognizes the fact that the unity of the
Middle Ages broke down and was replaced by national unity, and that the
world was thus split up into competing nation-states?meaning that medieval
tranquility was replaced by constant change, development, leaps forward,
as well as instability. Nishida, however, doesnft know?or doesnft care
to know?what this signifies, or how this is related to the historical relations
of production that prevailed. In short, Nishida recognizes that bourgeois
society is gnational,h and that gthe world is created though species-forms.h
What he does not recognize is that this historical process does not end
with bourgeois society, but rather proceeds further to the abolition of
the nation-state, and indeed must do so.
For Nishida, gspeciesh is not merely something created in the modern
world, but rather an active thing that forms history, bears the gWorld
Spirit,h and provides us with life. He says that we are born as gindividuals,h
but human beings are not a biological existence. In other words, because
of our social existence, we must live as, and through, gspecies.h Thus,
Nishidafs concepts of gspeciesh and nation become increasingly irrational
and mystical, and are said to operate within history and the world through
pathos and instinct.
The world of contradictory self-identity is the world of species-forms.
We live through species-forms. Consequently, our work must also be done
through species-forms. Species-forms are nothing more than the form created
through our work. (Ibid. p. 176)
Society must be founded upon a material structure. However, society is
not merely this. Rather, to begin with, it is a religious and mythic thing.
Like [the French sociologist] Tarde, the concept of God must be thought
of as one category of social logic. This is why I say that society is society
insofar as it reflects the Idea in a self-contradictory manner. Human society
must itself already foster a worldliness. For this reason, as Hegel and
others have said, it has had the quality of a moral substance in the form
of the state. In this sense, we can say that by becoming a state, it takes
on a concrete charactercBy embodying the world itself, it becomes a true
state, and the individual, by reflecting the species-forms, becomes a concrete
personality. In this sense, the state is concrete reason. (Ibid. p. 179-80)
Nishida says that we can gworkh within world history through gspecies,h
i.e. the nation-state. This presupposes the imperialist world, in which
Japan also exists and gworksh as one link in the imperialist world. If
one turns away from and rejects the class standpoint of the workers and
their internationalist struggles (i.e. rejects the gworkh of the workers
within the capitalist world through their class struggles), then the only
option left is to adopt standpoint of the nation-state, and the gworkh
of the imperialist nation. There are fundamentally only two standpoints
goperatingh within the contemporary capitalist world. One is the bourgeois
standpoint that seeks out its own interests as a nation-state within the
imperialist world. This standpoint, under certain conditions, means that
one also goperatesh in an imperialist manner (where else could it end
up?). The other position is the standpoint of the working class. This standpoint
goperatesh to overcome the existence of nations and the divisions of
humanity by means of overthrowing the rule of the bourgeoisie and its state.
In Nishidafs thought, the idea that the nation gembodies within itself
the worldh does not have any internationalist content. Instead, he understands
this to mean that the Japanese nation, like the earlier Roman or British
empires, must fight resolutely to become the ruling nation of the world
on the international field of competition?i.e. Japan must emerge as an
imperialist state (there is no other way to ginterpreth the actual content
of Nishidafs jargon!). This is the only possible interpretation of what
he calls the gindividualityh of the Japanese nation. Nishida is saying
that the Japanese nation, in the same manner as the German nation, truly
becomes an gindividualh nation by means of thoroughly expressing its
own imperialistic intentions.
Nishida wrote that, gthe nation must have a daemonic formative power.h
However, considering the context of Japan at the end of the thirties, such
a statement could only have the significance as a justification for Japanfs
imperialist advances. This played the role of beautifying Japanfs invasion
of China as a manifestation of the supernatural power of the Japanese nation.
Nishidafs gphilosophyh ultimately boils down to a justification and
beautification of the imperialist advances of the Japanese gnation,h
and this exposes its reactionary class nature. The essence of an idea,
thus, is also verified and exposed by means of reality.
In Tetsugaku ronbun sh? daiyon (Collected Philosophical Works, Volume Four),
published just prior to the outbreak of the U.S.-Japanese War, Nishidafs
theory of the state and nation achieved its ultimate gdevelopment,h and
was gperfected.h What then, was this completed form of Nishidafs gphilosophyh?
Quoting from Machiavelli, Nishida analyzes the concept of gthe reason
of the stateh which emerged in the modern era, and argues the following:
Formerly, there had existed a concept of the state as being religious or
moralistic, but with the reign of Louis 14th, the age of the strong state
began?i.e. the age of the state for the state. The French Revolution was
an attempt to grecreate the state for the individual,h but the gideal
stateh could not be created, and this only ended up in the greal state.h
This is because the French Revolution raised the slogan of the ideal state
in grhetorich only, and instead of its real content, looked at its own
actual state as the ideal one. Therefore, greflectionh on the ideal state
was only pursued in Germany, in the towering creation of Hegelfs theory
of the state. In this way, Nishida relies on Hegelfs theory of the state
as his own starting point (of course, he is critical towards Hegelfs theory
and says that it has some limitations) Nishida, for example, contrasts
his own theory of the state from Hegelfs in the following way:
[Hegelfs theory of the state] is not united in its conception of life.
Concretely speaking, from Hegelfs standpoint of general reason, one cannot
speak of the state-qua-morality. The problem of the true reason of the
state is not resolved. There is no escape through the general standpoint
of viewing the state as the negation of individuality. According to Hegelfs
logic, truly creative individuality is ultimately unthinkable. For this
reason, the state is separated from its historical basis, and becomes a
mere idea.
For Hegel, the state gis the means for the self-realization of the World
Spirith which has gthe task of realizing world reason.h Nishida shows
an affinity for this thought of Hegel, but he cannot agree to converge
the purpose of the state in this way. Nishida thus sought for a separate,
gstronger reason for the state.h Nishida says that the greason of the
stateh becomes a problem in the first place when:
Society goes from being the thing created to the creator, and develops
the grand historical destiny of forming its own self in all respects. Our
selves have the eternal task of being the creative element in such a creative
world. (Ibid. p. 382)
Nishida says the following about the gracial life of societyh:
Society embodies the world within itself as the racial being of the historical
world and itself becomes the world, but the beginning of its formation
must be promised. Our selves, as the individuality of the world, emerge
in a historico- racial, and thus social, manner. (Ibid. p. 384-5)
According to this definition, society is a gracial life,h and therefore
national. Here, Nishida is in fact expressing the vulgarity of bourgeois
consciousness. He only sees humanity within the framework of race, nation
and state (bourgeois state), and never takes one step beyond this framework.
For Nishida, the natural thought of the workers?i.e. internationalism?doesnft
exist. For class-conscious workers, society is more than the nation or
state; it also includes the class struggles that are waged universally
in states throughout the world. In fact, there is little difference between
Nishidafs consciousness and the feudalistic conception of gsocietyh
in terms of a narrow territory or feudal realm.
Bourgeois development is also the development of the nation-state, but
capitalism is capitalism for the very reason that it always breaks through
the boundaries of nation and state. Commodities or capital, as abstract
gvalueh in general (social abstract human labor) gknow no boundaries.h
Capital invades all non-capitalist societies, dissolves them, adapting
them to capitalist production. The productive power of capital instantly
breaks through the narrow limitations of national boundaries. Capital is
national in form, but in its content it is international and revolutionary.
Workers in Japan and the United States each produce commodities to be mutually
exchanged, and this creates a social relationship between them. They have
thus formed a gsocialh relationship on an international scale. Those
who do not recognize the great progressive and groundbreaking significance
of capitalism know nothing of its essence. However, when a nationalist
such as Nishida speaks of gsociety,h he only speaks of the nation and
state, which represent only one aspect of the truth of capital. He is ignorant
of the other traits of capital. In its cosmopolitan and social essence,
capital is unable to remain within the boundaries of the nation-state.
Moreover, for workers, their own class struggles are waged against the
exploitation and rule of capital, and this struggle is essentially the
same everywhere in the world. In this sense, the rule of capital is the
starting point and condition for the internationalism of the working class.
Nishida has forgotten that the gsocietyh integrated within the state
is essentially nothing but bourgeois society!
Nishida finds a gworldlyh thing, or the World Spirit, within the nation
and state, but this is certainly not the universal class struggles of the
workers or socialism within the bourgeois nation-state, but instead some
nationalist or state-ist thing. He believes that this is the gWorld Spirit.h
What he calls the gWorld Spirith is a minuscule thing, and far from gworldlyh
since it remains stuck within the gnational boundariesh! Here the gphilosopherh
Nishida, is not in the least bit philosophical?since he obstinately insists
that an individual [national] thing is directly something universal. It
is self-evident that no matter how many examples of national spirit and
state-ism one gathers, this is only national spirit and state-ism; to call
this gWorld Spirith is nothing less than a desecration of Hegelfs concept
of gWorld Spirit.h It is immediately clear that this gWorld Spirith
is not a gworldlyh thing at all, but rather extremely nationalistic nonsense.
Japanese nationalism only obtains real meaning in its distinction from,
for example, German nationalism, and cannot have significance as nationalism
in general. This is something gindividualh or a gvarietyh and can therefore
not be something general, or be determined by general content. No matter
how often Nishida repeats that gsociety embodies the world within its
self-contradictionsh this remains an empty dogma, and only represents
the gembodiment of the worldh in a one-dimensional and distorted sense
of the word. This sort of worldliness is abstract, and therefore if one
tries to abstract something universal from it, the only outcome would be
non-concrete gnationalism.h
Nishidafs state embodies the gnational will,h and within this is generated
a gself- formativeh thing?calling this gworldlyh does not in the least
provide a universal content. The Japanese gEmperor-centeredh state-ist
imperialism is something that can be viewed as an gindividualh trait
of Japan, which differs from fascist imperialism in Germany or democratic
imperialism in the United States, but stressing its gparticularityh only
serves to glorify it. Nishida ends up falling into this theoretical snare.
In fact, more and more nakedly, Nishida provided a gphilosophicalh beautification
of the Emperor-system state and Japanese imperialist advances:
What is this thing that is called a nation? In the historical world, the
nation cannot merely be a biological species. As the contradictory self-identity
of gmanyh and gone,h and the movement from the created to the creator,
it already has to be the self-formative force of the historical world.
In this sense, the national will lies inside of our own selves. However,
as the self-limitation of the totality and singularity of the world, as
a historical species, it must be irrational to the extent that our individual
selves are negated and our selves are seen from a so-called cellular perspective.
This has to be the power of the species. (Ibid. p. 392)
The state is the society in which the worldly character becomes concrete.
The formation of the state is the generation of society from the species-forms
of the world, and the world itself achieves its individual self-formation.
(Ibid. p. 397)
Here, some fascistic elements have already clearly appeared. Nishida says
that the nation is the gself-formative power of the historical world,h
but the actual meaning is thoroughly imperialistic?i.e. the manifestation
of the power of the Japanese nation and its worldwide advance (world rule),
and the realization of the gidealh of the Japanese nation through its
expansion and universalization throughout the world. What Nishida calls
the gworldh here is a complete fraud that only includes its imperialistic
meaning. Even though he speaks of the gself-formation of the historical
world,h this is extremely gindividualistic.h Since he stresses that
the Japanese nation has unique content, he is only able to introduce nationalistic
concepts. Consider, for example, the following passage:
The ancient city-states were worlds upon themselves that were united. However,
perhaps for this reason, they did not reach the point of being states as
the self-formation of the world itself. In the medieval world, Europe became
a single world. In this worldly process, the modern state appeared for
the first time.
In this way, the first condition for the formation of the state is for
a national society to be a self-awakened entity, historically and naturally,
within the world. This alone, however, does not mean that this represents
a true state as the self- formation of the world as absolute contradictory
self-identity. In order to be considered a true state, a particular national
society must become the subject of the individual self-formation of the
historical world as the self-limitation within the absolute present which
includes within itself the past and future. Without becoming a material
force, it cannot be a productive existence. It must be an eternal value-creating
force and the subject to create the historical world. This means that a
single national society becomes the center for the formation of the world.
Within its own self, the national society must embody absolute contradictory
self-identity. I think that this forms the sovereignty of the state. The
society that nurtures this subjectivity is the state. As the core of historical
creation, here all of the power of historical composition must be consciously
integrated into a synthetic whole. (Ibid. pp.398-400)
Nishida says that the state is the geternal force of value creation and
center of the formation of the historical world,h geach nation forms
an individual world,h and that gthe state is a single beingh?but if
this is said of all states, this means that states would be in constant
conflict, competition and struggle since each nation-state appears as its
own gforce of eternal value-creation.h This concept is no different from
that of imperialists who view each state as a battlefield. Each nation
and state must try to emerge victorious in this struggle, and through this
victory prove itself as gthe subject of the individual self-formation
of the historical world.h No matter how much Nishida adds a gscholarlyh
veneer to this, he cannot hide the fact that he is spreading a nakedly
imperialistic ideology.
Nishida knows that the nation-state emerged out of the dissolution of feudalistic
society and the development of capitalism. However, he views this as the
endpoint of history rather than a transitional historical phenomenon. He
treats capitalism as something absolute, and is thus unaware that the nation
and state are historical entities and transitional phenomena connected
to the development of capitalism. Judging from the appearance of the nation-state,
Nishida is only able to see the fact that nations gbecomes self-awakened.h
This is certainly a truism, but he doesnft understand its historical and
social necessity, and instead attempts to give this an idealistic significance.
For Nishida, the nation and state (and monarchy as well) are eternal and
absolute. This fully reveals the fraudulent nature of Nishidafs dialectics.
Ultimately, it is not the nation or state in general, but only the Japanese
nation and state that Nishida glorifies?like all nationalists he only glorifies
and defends his gownh nation and state, while looking down on other nations
deemed ginferiorh that he believes should naturally be ruled and plundered
by gsuperiorh nations. Nationalists are completely incapable of being
consistent. According to their own logic of recognizing the historical
role of Japan, one must consequently recognize this for other nations as
well?of course if nationalists were to recognize this they would no longer
be nationalists. This would be the same sort of self-contradiction, for
instance, if Japanese farmers were to try to advocate an ginternationalisth
protectionism wherein they would justify their own agricultural protectionism
by defending the protectionism of American farmers. Nishida, like all nationalists,
does not defend nationalism in general, but rather defends and mystifies
the Japanese nation and state. This is indeed the purpose of Nishidafs
gphilosophy.h He says that it is possible to copy the form of each nation,
but not its spirit. In other words, the Japanese nation is special and
different vis-a-vis other nations, with its own particular historical role
to play. He says that Japan has to play the ghistoricalh role of gliberatingh
Asia from European imperialism. Nishidafs view of the historical role
and special character of the Japanese nation is truly rotten and repulsive?here
his false liberal veil is stripped away. We will conclude by looking at
some other examples of this:
As I wrote in Problem of Japanese Culture, our countryfs National Polity
[kokutai], as the contradictory self-identity of totality and singularity
and the one and the many, which was formed subjectivity-qua-worldly, can
be called a state in the true essential sense as the as the expressive
self-formation of the absolute. The Imperial Family [k?shitsu] embodies
the past and future within the absolute present in which we will all be
born and die. For this reason, in our country, just as in our religion
and the state are unified, so does the sovereign leader of the country
have a religious nature. (Ibid. p. 437)
In other words, the Japanese state is the true state, since it is the Emperorfs
state. So-called gphilosophersh can say rather silly things. What right
does Nishida have to earn a living in this way! The following passage is
also an example of pure imperialistic thought:
Generally, the state is thought of only in subjective terms apart from
its historical basis. Its worldliness is not considered. It is only thought
of as something subjective, as it were. However, the state, from the beginning,
must be fostered as something on the periphery as subjective-qua-world.
It must be considered in terms of place [bash?teki]. The state develops
from the environment of the mutual limitations of one species-subject among
many, and the environment is included within this subject. As more states
are formed within the single world, this thing can be said. For this reason,
spheres of activity and prosperity are conceivable. Positing the nation
[minzoku] as the foundation of the state is not in contradiction with worldliness.
Finding a paradox here is the result of viewing the world as an abstract
plane lacking all subjectivity. By contrast, I think that today for the
first time the nation is operating as the subject within history.
Today, the nation has merged from the surface of the historical world as
the subject of historical world-formation. Britain is now truly the self-expression
of the nation. The present-day world is not level, but rather three-dimensional,
with depth. Saying that the world has become national, means that it has
become individual. For the state to become national, it must become an
individual world. (Ibid. pp. 439-40)
I think that the present age should be thought of as the age of the self-awakening
of the historical world. State-ism [kokkashugi] today should thus be considered
the self-awakening of the world. (Ibid. p. 441)
For Nishida, then, history can only exist as the development of the nation.
He is unable to fathom the development of humanity that might supercede
the nation and state. In other words, he is unable to take one step beyond
the limitations of capitalism. In this way, Nishida basically approves
and affirms the imperialistic capitalist world, beautifying and decorating
by means of his gphilosophicalh speculation. Nishida was the representative
ideologue of Japanese imperialism. His gphilosophyh expressed the nationalist,
bourgeois, imperialist standpoint, and for this reason he was widely read
by the younger generation when Japanese imperialism was in full bloom.
With the defeat of Japanese imperialism, however, the reactionary nature
of Nishidafs philosophy was exposed by reality and pronounced totally
bankrupt. I am examining Nishidafs philosophy, which was gdiscardedh
after the war, because even though his thought has largely been forgotten,
it has not died. The bourgeoisie in Japan today, like Nishida in the past,
is beginning to spread the gdangeroush dogma that widespread nationalism
actually represents internationalism.
IV. Hitlerfs Nationalism and German Imperialism
Next we will look at Hitlerfs nationalism, since it reveals, in its extremely
repulsive and shamelessness form, the reactionary nature of nationalism
and its significance for humanity today. For those familiar with Hitlerfs
nationalism, there is no way to remain a nationalist. Workers can only
feel disgust towards his ghastly and vulgar anti-Semitism. However, this
is not merely a product of human malice or insanity. This is also something
historical and objective?i.e. the reverse side of the shield of extreme
German nationalism. Hitler separated the world into good (Germans) and
evil (Jews), but this was nothing but a clever means of ghammering homeh
the idea of German nationalism and the idea of gAryan superiorityh in
an extremely simple and easily digested form. Here we will examine Hitlerfs
nationalism as the archetype of nationalism in the age of imperialism.
What is Hitlerfs conceptual understanding of the nation? Often he uses
the term nation in the same sense as race, but of course there is a distinction.
For example, discussing the gracial foundation of the nationh he writes:
gFor a racially pure people which is conscious of its blood can never
be enslaved by the Jew. In this world he will forever be master over bastards
and bastards alone.h (Mein Kampf, Mariner Books, p. 325) Race is the gfoundationh
of the nation for Hitler, but each nation is not necessarily composed of
gpureh races, and any number of gimpureh or gmixedh elements are
said to be included, or there may be nations that group together a number
of closely related races. Therefore, the nation is based on race, but cannot
be subsumed within this concept. For Hitler, both race and the nation are
natural concepts, and the only difference between them is the level of
their gpurity.h Of course, when the question becomes the state, he becomes
more concerned with the nation. However, Hitler connects the state to both
race and nation.
Hitler said that the German nation, as a gpure race,h was not ruled by
the Jews, but that in states which were not based pure races, such as the
United States, where racial gbloodh is dirtied through the mixture of
the blood of gNegroesh and other nationalities, the Jews can penetrate
and rule. Thus, Hitler recognizes the existence of a nation called the
United States, but he doesnft consider this an ideal or a strong state.
Hitler mistook essence of the state of the United States, not to mention
Britain, since he felt that states containing a mixture of nationalities
would be unable to unite against the Nazis and Germany. This is the inevitable
outcome of Hitlerfs thought.
Hitlerfs concept of the nation centers on the idea of gbloodh (race).
Quoting the example of the Jews, he claims that race is found gnot in
language but in blood.h He believed that the Jews wanted to penetrate
Germany and acquire become gGermanic,h but since this was impossible,
they tried to forcefully acquire gGermanismh by making the German language
their own. At the same time, Hitler was convinced that Jews make every
effort to gkeep their own blood pure.h Thus, for Hitler their gGermanismh
is a fraud:
A man can change his language without any trouble?that is, he can use another
language; but in his new language he will express the old ideas; his inner
nature is not changed. This is best shown by the Jew who can speak a thousand
languages and nevertheless remains a Jew. (Ibid. p. 312)
No matter how much Jews try to use the German language or appear as Germans,
for Hitler they are Jews by gblood.h He thinks that Jews cannot assimilate
as Germans, and that this would result in the mixture, and degeneration
of the gbloodh of the German nation. What is most important and essential
for Hitler is gthe voice of blood and reason.h His concept is typified
in the following expression:
All great questions of the day are questions of the moment and represent
only consequences of definite causes. Only one among all of them, however,
possesses causal importance, and that is the question of the racial preservation
of the nation. In the blood alone resides the strength as well as the weakness
of man. As long as peoples do not recognize and give heed to the importance
of their racial foundation, they are like men who would like to teach their
poodles the qualities of greyhounds, failing to realize that the speed
of the greyhound like the docility of the poodle are not learned, but are
qualities inherent in the race. Peoples which renounce the preservation
of their racial purity renounce with it the unity of their soul in all
its expressions. The divided state of their nature is the natural consequence
of the divided state of their blood, and the change in their intellectual
and creative force is only the effect of the change in their racial foundation.
(Ibid. p. 338)
Hitler felt that it was fortunate that the gGermanization policyh of
the Austrian Empire was not fully carried out?that is, dropping the enforced
use of the German language among other nationalities allowed the racial
foundation of the German nation to remain unaltered. He felt that this
permitted the gpurityh (gbloodh) of the German nation within Austria
to be maintained. Hitler believed that if the Austrian Empire were to have
advanced a policy of truly assimilating the various nationalities, this
would have brought misfortune not only to the Germans, but to all of the
other nationalities as well:
For the German nation it was better that such a process of mixture did
not take place, even if this was not due to a noble insight, but to the
shortsighted narrowness of the Habsburgs. If it had turned out differently,
the German people could scarcely be regarded as a cultural factor. (Ibid.
p. 390)
As we can see, for Hitler it was absolutely important to maintain the gpurityh
of the gbloodh of the German people?everything else was of secondary
importance. It was the divine mission of these so-called gpureh Germans
to become the conquerors of the world.
Hitlerfs concept of race necessarily leads to the idea of superior and
inferior nations. Any nationalistfs concept of the nation will contain
this element. Without the idea of the superiority or uniqueness of the
nation they belong to (the idea that they are different from other nations
and that they possess history, culture, tradition, or abilities that are
inherently superior to other nations), any concept of the nation presented
by nationalists would be impotent and meaningless.
It believes in the necessity of the idealization of humanity, in which
alone it sees the premise for the existence of humanity, in which alone
it sees the premise for the existence of humanity. But it cannot grant
the right to existence even to an ethical idea if this idea represents
a danger for the racial life of the bearers of a higher ethics; for in
a bastardized and niggerized world all the concepts of the humanly beautiful
and sublime, as well as all ideas of an idealized future of our humanity,
would be lost forever.
Human culture and civilization on this continent are inseparably bound
up with the presence of the Aryan. If he dies out or declines, the dark
veils of an age without culture will again descend on this globe. (Ibid.
p. 383)
According to Hitlerfs (Nazi) concept of the nation, needless to say, the
Aryan race is the only superior and creative national group in the world.
The foremost culture in the world was only created by this nation, and
all other nations could merely preserve this culture (the Japanese for
Hitler were only at this level, at best, and were not a creative nation),
or destroy it (of course he felt that this was the role of the Jews). There
are numerous passages that can be cited where Hitler talks nonsense about
the superiority of the Aryan race (and many incredibly vulgar and vile
passages slandering the ginferior raceh of the Jews), but I wonft bother
quoting these passages here since they would do nothing more than disgust
the reader. (Still, I recommend reading Hitlerfs book as a reminder of
where nationalism leads to.)
According to Hitler the world has three types of nations. That is, the
culturally creative nations, those nations who can only enjoy or simply
preserve this culture, and then those dangerous nations, such as the Jews,
that seek to destroy this culture. Hitler pays the Japanese nation the
gcomplimenth of putting them in this second category, one rank higher
than the Jews. Of course, what he has to say about Japan is ridiculous?even
though I have no intention of implying that Japan is somehow a special
nation?and basically amounts to an ignorant diatribe. As a gculture-bearingh
nation, the Japanese nation would thus avoid the extermination of the Jewish
nation. Of course, unlike the English or French who belong to the Aryan
nation, there would be no guarantee as to how the Japanese would be treated
under the rule of the Nazis. Since the Slavs are the target of semi-genocide,
their future is not as exciting as that of the gyamatoh nation.
In this way, the nationalism of one challenges the nationalism of another,
and nations are destined to fight a bloodbath against each other, but Hitler
did not fear this since he believed that the struggle between nations?or
the gsurvival of the fittest,h to borrow Darwinfs expression?it is a
natural law, and that that the superior nation would inevitably win and
the inferior one perish. This was said to be to the benefit of humanity.
If the superior nation were to lose and the inferior triumph, Hitler felt
that this would be the downfall and regression of humanity, and there could
be no greater misfortune.
Hitler cursed Marxism?as well as liberalism and pacificism?for being full
of ginternationalismh and pacificism, and overrun with the idea that
nations are equal, and that this destroyed the concept of the nation. Marxism,
liberalism, democracy, and pacificism for Hitler were all fundamentally
identical in terms of being flabby, anti-nationalist concepts. Marxism,
first of all, was said to make a gross overestimate in proclaiming the
equality of all nations, which does not necessarily correspond to reality?but
we gladly accept this criticism, since, only the working class is consistently
and thoroughly internationalists in the modern capitalist world (developing
this point, however, is not the focus of this article.
In connection to his concept of race and nation, Hitler emphasizes a so-called
principle of gpersonality,h according to which each nation has something
akin to a soul. The personality is the gpeople [kokumin] and their racial
content.h He says that the basis for morality and ethics can only be found
in the national existence, and in this respect he attacks petty bourgeois
individualism, and says that only sacrifice to the gpublich thing as
a human value. However, for Hitler this gpublich thing is not something
social, bur rather the nation, and nothing but service to the nation (Aryan
nation) and nation-state. What Hitler calls the principle of gpersonalityh
is the concept that the German people should sacrifice their individuality
for the sake of the German nation, and in this sense it is a profoundly
nationalistic concept. He felt that if this national gpersonalityh were
to collapse only gsecond-rate individualsh would remain. But history
shows us that even if Hitlerfs so-called national gpersonalityh remains
intact, the individuals within this national entity still be gsecond-rate.h
It is sufficient for us to remember, for example, what Japan did in Nanking
in 1937. If Japan, with its supposed gpersonalityh?since it was also
burning with the national gidealh?could be so gsecond-rateh as a nation
as a whole, how could the gmembersh of this nation as individuals alone
be gfirst-rate.h Simply remembering the barbaric and inhuman actions
carried out by the imperialistic states and nations during World War Two
shows the silliness and nonsense of the idea that the nationalistic ideal
can form a sound basis for gpersonality.h It follows as a logical necessity
that imperialistic concepts of the nation look down on other nations. Therefore,
this concept includes the oppression, aggression and even genocide carried
out against other nations.
For Hitler the state is the national state, and clearly can only be so.
At the basis of Hitlerfs position is the idea that a single nation and
a single gbloodh should belong within a single state?i.e., the idea of
a pure gnationalh state. The state is the national state, and could not
be anything else. Of course, realistically speaking, a state cannot be
formed from one homogenous nation. However, the concept of the gidealh
state is composed of a homogenous nation. Hitler believed that if a state
could be formed gpurelyh from one nation, this would be a strong or ideal
state, and would thus play an important and decisive role within world
history, becoming the motive force, creator of gcultureh (the content
of this is not considered), and the ruler of the world.
Hitler looked at the state as identical to the nation, and the state had
to be the community of the nation. He asserted that the state had to be
composed of a single, gpureh nation in order to be strong and fulfill
its world-historical destiny. Compared with a gpureh nation, Hitler was
sure that mixed or heterogeneous nations were inferior, and could never
rise above a pure nation. He thought that a strong or superior nation would
lose its purity and degenerate by mixing its blood with that of an inferior
nation. Conversely, by mixing with a superior nation, an inferior nation
was said to degenerate and corrupt it. Hitler believed that this is what
the Jews were aiming to do. Hitler wrote stupid passages that exposed his
vile nature when he argued that Jewish men did not marry women of other
nationalities in order to preserve their own gpurityh of blood, while
on the other hand having Jewish women marry men of other nationalities
to ruin their gblood.h
Therefore, the state for Hitler was not a goal in itself, but merely a
tool. That is, the state was a tool of the national community, to expression
its nationality and realize its goals and gideals.h Hitler believed that
the most important thing was the Aryan nation, not the state. The state
was merely a means or strong tool in order for this race to unite and conquer
the world.
Hitler stubbornly opposed the idea that the state garose in response to
economic necessity.h He also said that it was not something that emerged
gnaturally from the desire for political power.h Rather, the state had
a gracial premise,h and without this one could not speak of the state.
Hitlerfs concept of the state is the following:
Thus the basic realization is; that the state represents no end, but a
means. It is, to be sure, the premise for the formation of a higher human
culture, but not its cause, which lies exclusively in the existence of
a race capable of culture. Hundreds of exemplary states might exist on
the earth, but if the Aryan culture-bearer died out, there would be no
culture corresponding to the spiritual level of the highest people today.h
(Ibid. p. 391)
The state is merely something with the power to form culture and values
that is founded upon racial elements. Therefore, the main or exclusive
task of the state is to preserve and promote this race. gThe Jew Marxh
separated the state from its racial foundation, and in this way denied
the state. (Incidentally when Hitler speaks of Marx it is as a Jew, and
believed that Marx developed the idea of Marxism and internationalism as
part of a Jewish plot for gworld rule.h Hitler seems to have based the
idea of gexterminatingh the Jews on his view that the Germans and the
Jews were only two nations with the ambition and ability for world rule.)
The state is a means to an end. Its end lies in the preservation and advancement
of a community of physically and psychically homogeneous creatures. This
preservation itself compromises first of all existence as a race and thereby
permits the free development of all the forces dormant in this race. (Ibid.
p.393)
For Hitler, the ultimate objective of the gnationalistic stateh is to
preserve the fundamental elements of the Aryan nation, which provided culture
and created all of the beauty and dignity of humanity. Therefore, by becoming
strongly involved in the reproduction of children, he felt that the state
should make every effort to increase only the superior racial elements
and eliminate the inferior ones. Or as he writes:
The state must declare unfit for propagation all who are in any way visibly
sick or who have inherited a disease and can therefore pass it on, and
put this into actual practicec
Those who are physically and mentally unhealthy and unworthy must not perpetuate
their suffering in the body of their children. In this the folkish state
must perform the most gigantic educational task. And some day this will
seem to be a greater deed than the most victorious wars of our present
bourgeois era. By education it must teach the individual that it is no
disgrace, but only a misfortune deserving of pity, to be sick and weakly,
but that it is a crime and hence at the same time a disgrace to dishonor
onefs misfortune by onefs egotism in burdening innocent creatures with
it; that by comparison it bespeaks a nobility of highest idealism and the
most admirable humanity if the innocently sick, renouncing a child of his
own, bestows his love and tenderness upon a poor, unknown young scion of
his own nationality, who with his health promises to become some day a
powerful member of a powerful community. And in this educational work the
state must perform the purely intellectual complement of its practical
activity. It must act in this sense without regard to understanding or
lack of understanding, approval or disapproval. (Ibid. p. 404)
Hitler also said that in order to protect the purity and superiority of
the nation, education should place the priority not on knowledge, but on
gcharacter.h In particular, it was important to gfoster will and decision
making ability.h It was also extremely important to raise a nation of
children with strong bodies?in this sense, he advocated sports like boxing
that are considered brutal by the geducatedh classes.
Marxism was a deadly enemy for Hitler since he felt that it weakened the
state and denied the nation, heroism, and police power. He raises aristocratism
to attack Marxism in the following passage:
The Jewish doctrine of Marxism rejects the aristocratic principle of Nature
and replaces the eternal privilege of power and strength by the mass numbers
and their dead weight. Thus it denies the value of personality in man,
contests the significance of nationality and race, and thereby withdraws
from humanity the premise of its existence and its culture. (Ibid. p. 65)
Reading this passage, we are reminded that reactionary nationalism necessarily
ends up in fascist thought.
Hitlerfs gextremeh nationalism and idea of a homogenous nation or state
(i.e. the idea that a gpureh national state is the true state) is deeply
connected to the fact that he was a German national born in Austria. As
a result of having lost the Seven Weekfs War to Prussia at The Battle
of Koniggratz (Sadowa) in 1866, Austria lost the thereby losing the struggle
for hegemony, and was excluded from the unified Germany. Austria was reformed
as a state in 1867, in a compromise with Magyars whereby Austria recognized
the foundation of the Kingdom of Hungary, and combined with the Hungarian
monarchy to form the Austro-Hungarian Empire. This state was a multi-ethnic
state that included Germans, Hungarians, as well as Slavic nationalities
such as Czechs, Poles, Slovenians, and Serbians. Hitler was one of the
ten million Germans out of a total population of fifty million. Within
the empire, German was the main spoken language, and the Germans were in
a position of authority, and leadership, but this also led to a heightening
of national consciousness in opposition to position of the Germans. In
this way, Austria was in fact a multi-ethnic state that was contained an
impulse towards division. In 1860s, there was an uprising of the Italians,
and Hungarians were recognized as having equality within the dual empire,
and the Slavs also rode this wave. In particular, the movement for equal
rights for Czechs was strong, and this exasperated the Germans. Ultimately,
as an outcome of the crisis of the First World War, Austria collapsed and
a new national state was formed. But Hitler received a profound shock from
the collapse of this state, and experienced a sense of defeat and breakdown.
His German nationalism grew one hundred times stronger through the collapse
and glossh of Austria. Hitler loudly proclaimed that only a strongly
centralized state could be considered a true state, and thought that a
federation state could not even be included within the category of the
state. Hitler said that democracy and parliamentarianism were meaningless,
and this seems to have been influenced by his view that the German nationality
became a minority and less powerful as a result of democracy and parliamentarianism.
He also criticized the socialist movement, and believed that the Social
Democratic Party did not defend the German national interests (i.e. the
state). For Hitler, the collapse of the German state?i.e. the situation
in Austria?was something loathsome and enraging. He thought of Vienna as
a chaotic mix of different nationalities, and described the capital city
as gthe embodiment of racial desecration.h Hitler was grepelledh by
a city that was a gconglomeration of racesh besides Germans. He couldnft
stand Slavs, that is Czechs, believing that they were a nationality without
a clear form, and that their race, language, and culture completely lacked
its own characteristics. For Hitler, the gmentally inferior minorityh
Czechs had no basis to demand equal rights with Germans and Hungarians.
Hitler thought that German was defeated in the First World War not because
of the lack of productive power or force, but rather because Germany was
not united as a national state?i.e. it was divided by Jews (i.e. socialists,
pacifists, and liberals), and betrayed from within. He was incensed that
even in the 1920s Germany was weakened by national divisions, and that
few people were concerned with the question of whether everyone was united
as a nation:
[Today] the German people lack that sure herd instinct which is based on
unity of the blood and, especially in moments of threatening danger, preserves
nations from destruction in so far as all petty inner differences in such
peoples vanish at once on such occasions and the solid front of a unified
herd confronts the common enemy. (Ibid. p. 396)
Hitlerfs thought was naturally a national elitism, and therefore a sort
of garistocratism.h He was full of an extremely clear hostility towards
democracy. Since this bears some relation to his nationalism, I would like
to comment on this here.
Providing a special position for the Aryan race meant establishing discrimination
against other nationalities, and recognizing the existence of a privileged
nationality. This nationality does not have a special place as a result
of having a large population, or making some special contribution to humanity
or the community. Rather, this was an inherent nature, due to superior
gblood.h Therefore, this is an idea that predates the appearance of capitalism?i.e.
aristocratism. People are judged according to gbloodh rather than their
ability, efforts, or the content of their work. He openly states that democracy
is Ochlocracy [mob rule], and that rulers should not be chosen democratically,
but rather become leaders according to a sense of gresponsibility.h
Juxtaposed to this [bourgeois democracy and gJewish democracyh] is the
truly Germanic democracy characterized by the free election of a leader
and his obligation fully to assume all responsibility for his actions and
omissions. In it there is no majority vote on individual questions, but
only the decision of an individual who must answer with his fortune and
his life for his choice. (Ibid. p. 91)
There are apparently many kinds of democracy, i.e. German democracy and
yamato nationalist democracy. There are thus special kinds of democracy?democracy
in a nationalist form?whether this is that of the dictator Hitler or the
tennoist military dictatorship. Such ideas are reminiscent of the ridiculous
statements of the JCP leader Miyamoto Kenji who talked about a special
socialism for each nation that he called gnational socialismh [minzoku
shakaishugi]. What is the difference between the concepts of Miyamoto and
Hitler? At least in terms of calling something a concept that is in fact
un-conceptual, they are the same.
Hitler chose the Jews, almost at random, as a scapegoat in order to exaggerate
and inflate the supposed superiority of the Aryan nation. Anti-Semitic
thought in Europe is as old as Christianity, and Hitler made thorough use
of this prejudice. Hitler merely chose the Jews as the representation of
the inferior nation?i.e. as the gpersonification of gevil.h If there
had been no Jews, Hitler?or the imperialists? would have had to find some
other nationality to play this role.
The Jews served as the symbol for all of the evil that Hitler sought to
eradicate. That is, Marxism, internationalism, and pacificism were all
seen as being connected to the Jews, part of this nationfs diabolical
plot to achieve world dominance and corrupt other nationalities. Hitler
totally manipulated the petty bourgeoisiefs narrow- mindedness and aversion
to both big capital and socialism. According to Hitler, the Jews, Marxists,
and socialists were all the same, and as his proof he pointed to the Jewish
leaders of the Austrian Social Democratic Party, starting with Otto Bauer.
The same thing could be said for Soviet Russia with many Jewish revolutionaries
starting with Trotsky (so communism was also said to be nothing but a Jewish
plot!). He also said the same thing about the media and liberal public
opinion, as well as about the big bourgeoisie and leaders of big capital
on the world stage (such as Rothschild).
The benefit of pinning all of the crimes of capitalism, particularly monopoly
capital, on the Jews is clear. This monopoly capital robs gthe enterprise
of the foundation of personal enterprise.h (Ibid. p. 314) Hitler played
to the prejudices and narrow-mindedness of the petty bourgeois whose social
position and stability was threatened by big capital. He also said that
socialism was the fault of the Jews, and that if there were no Jews, the
class struggle between labor and capital would also disappear, allowing
the Germans to unite as a nation. All of the evil was due to the detestable
Jews. He reduced all of the enemies to be fought?i.e. Marxism, socialism,
liberalism, democracy, parliamentarianism, internationalism, and pacificism?to
the Jews. He thought that liberalism, democracy and everything else went
through Marxism, and that the liberal bourgeoisie were also forms of Marxism,
or at least opened the path to Marxism. And Marx only devised Marxism as
one part of the Jewfs scheme to rule the world?Marxism was only a tool
for this. Therefore, for Hitler all class problems were replaced by the
national problem. It would not be an exaggeration to say that in Hitlerfs
prejudiced mind all of the prejudices of the petty bourgeoisie are on display.
In the stage of monopoly capitalism and imperialism, the significance is
clear of Hitlerfs idea that a state would be strong and invincible if
composed of a single race awakened to its national spirit. This idea appears
to a greater or lesser extent in all imperialist states. Hitlerfs ideal
is the gpureh national community, since he believed that only this could
form a truly strong state, invincible in the struggles and wars with other
nations. In this sense, Hitlerfs thought was consistently imperialistic.
Of course, this nationalism is different from the ideology of the rising
bourgeoisie, and is instead full of all sorts of rotten, regressive, odious
reactionary elements. The rotten nature of this nationalism can be seen
in the creepy and vile defamation of ginferior nations.h Nationalism,
by reaching the point of Nazi nationalism, reveals its limitations and
how it has now become so completely reactionary that it should be taboo.
One would think that no one could be a nationalist after the period of
the Nazis, but the JCP are still unable to break away from petty bourgeois
nationalism.
In emphasizing the state as a gnational state,h Hitler provided many
suggestions about the concept of the nation. The ggeniush Hitler intuitively
felt that the concept of the nation was connected to that of the state
(i.e. bourgeois state). For Hitler, the state was the nation?i.e. a community
of the nation composed of a pure race (and could only be so). Of course,
in reality the state is not a gpureh national state. However, the question
here concerns the concept, not whether or not a particular state is purely
a national state. Even if the [former] Soviet Union and China are multi-national
states, this does not deny the fact that the bourgeois state is essentially
the nation-state (it could also be said that the Soviet Union is the state
of the Russian nation, and the China the state of the Han nation). Moreover,
this is also seen in the fact that some nationalities (e.g. the Slavs)
form several different states. Further, if the concept of the nation is
connected to the bourgeois state, then the conceptual distinction between
nation and race is also clear. Anyone can prattle, along the lines of Hitler,
about a pure grace,h but this has nothing to do with the concept of the
nation.
If one says that the state is a national state, some might suppose this
to mean that all of the thousands of nationalities [minzoku] in the world
should form their own state communities. However, the national state concept
is different from the idea that all races should form states. We donft
argue that races or nations form the state communities, but that the development
of the bourgeois state gives birth to the movement for national unity,
and that nationalism is one result or attendant phenomenon of capitalistic
development. This is totally different from saying that each nationality
will, or must, unite as a state. Here we are only concerned with examining
the concept of the nation.
From our standpoint, the silliness and historical limitations of the excessive
concern for nationalism or the nation is clear. This is something that
only has significant for humanity in a certain historical period. Once
capitalism has been overcome, along with the division of humanity into
states, it will have become shameful just to speak of divisions and conflict
between nationalities, or argue that one nation is superior or inferior,
and it would be shocking to hear anyone seriously say something so stupid.
Already within the working class, this narrow nationalism is becoming less
influential, and the idea of internationalism is becoming stronger (or
at least must become so). The gmaterialh basis of nationalism and national
prejudice is class society. The main class foundation for nationalism and
state-ism is the existence of a bourgeois class that requires state power
to repress and govern the working class, and the petty bourgeoisie, who
are unable to find their place in capitalist society, but remain faithful
to the state and hope to prevent their own decline by relying upon it.
Overcoming this class-divided society would also be the end of nationalism.
Nazism was certainly not just the freak outcome of Hitlerfs individual
fanaticism, but rather was a historical and social phenomenon. The Nazis
emerged because of the particularities of history and capitalist development
in 19th century Germany, and the heightened contradictions resulting from
the shift of German capitalism to imperialism in the 20th century. Just
as the particular development of capitalism in Japan led to a gJapanese-styleh
imperialism and militarism, so did German historical development crystallize
in Nazism. In the following passage the Japanese scholar Mura traces Braachfs
theory of fascism:
Bauer says, in this way, that Nazism is founded upon militarism and Prussian
aggression, but also indicates that it was a movement that adopted the
standpoint of Austrian racial theories and took over the space left from
the defeat of the prior concept of German imperialism, giving it a rebellious
form.
Bauer next?beginning with Fichte and German romanticism and moving on through
those generally thought to be liberals such as the creator of the Gymnasium
movement Jahn and the activity of German student groups? examines the particular
world-historical sense of mission of the German nation that characterized
19th century German thought. The sense of superiority of the German national
community or nation, and the desire for national purity, which had a wide
basis among the German people, the mystification of the state, and reaction
against Western European liberalism, were all the direct ideological premises
of Nazism, and he indicates that with the breakdown of the united democratic
movement in 1848 and 1870, this ideology attracted a wide stratum of the
middle class to national radicalism.
Bauer continues by saying that German nationalism was transformed into
an imperialist ideology. In this way, the conflict between the Western
European concept of the state and the German one grew ever wider. German
intellectuals, middle class, professors, and teachers in general, journalists,
bureaucrats, military, and industrialists became increasingly opposed to
democracy and individualism and attracted to an irrational ideology. They
said that it was criminal to go against the authority of the state, and
that the individual should sacrifice himself for the sake of the state
and nation. Student groups, jingoist clubs, militaristic groups, and every
sort of nationalist organization, even the Protestant church, preached
the spirit of submission to Prussian law. They also claimed that war was
the greatest regenerator of human activity, and the greatest law of struggle.
The philosophy of Nietzsche and operas of Wagner further inflamed these
feelings, emphasizing the historical role of the German nation, and awaiting
a leader who could realize this task. During the Second Reich, many historians,
philosophers, legal scholars, and poets absolutized the idea of state and
community, and placed more emphasis on foreign policy and power politics
than domestic reform and the constitution. This was the subject of conversation
not only in the classroom, but also among common people in bars. The objective
of preeminent liberals like Friedrich Neumann and Max Weber was to win
over the workers to support the national state, and they thought that to
achieve this foreign expansion must be united with domestic political reform.
Neumannfs National Society movement, and the concept of mass imperial
system, had this goal in mind?to replace the authoritative state with a
parliamentary democracy, and through the advance of democracy to unite
all of the people and politically mobilize all of the citizens, and incorporate
the working class within this state. This demonstrates that the liberal
middle class and intellectuals were fervent supporters of the imperialistic
war aims. [Doitsu gendai shi (A history of modern Germany) Afterword to
Tokyo University, 9th edition, p. 34-5.]
V. gThe Creation of National Ties is the Creation of Bourgeois Tiesh!
Letfs begin by looking at how Lenin understood gnational unity.h In
Leninfs gWhat the eFriends of the Peoplef Are,h he launches a sharp
counterattack against the subjectivistic philosopher Mikhailovsky, who
explained national unity from racial ties (ggentile tiesh), and claimed
that gnational unity is the continuation, or universalization of racial
unity.h Lenin writes the following:
Mr. Mikhailovsky, evidently, borrows his ideas of the history of society
from the fairy tale that is taught to schoolboys. The history of society?this
copy-book maxim runs?is first that there was the family, that nucleus of
all society, then the family grew into the tribe, and the tribe grew into
the state. (Foreign Languages Publishing House: Moscow, p. 34)
It is only the modern period of Russian history (beginning approximately
with the seventeenth century) that marked by an actual amalgamation of
all such regions, territories and principalities into a single whole. This
amalgamation, most esteemed by Mr. Mikhailovsky, was not brought about
by gentile ties nor even by their continuation and generalization, but
by the growth of exchange between regions, the steady growth of commodity
circulation and the concentration of the small local markets into a single,
all-Russian market. Since the leaders and masters of this process were
the merchant capitalists, the creation of these national ties was nothing
but the creation of bourgeois ties.
This idea is perfectly clear. That is, it is clearly stated here that the
nation is a historical concept. Of course, historical does not simply mean
historical in general, but rather refers specifically to the development
of capitalism. Only when explained in its relation to capitalistic development,
does the concept of the nation become a truly scientific and rational concept.
The gmaterialh or historical cause or basis of national development is
the development of capitalism?i.e. the generalization or universalization
of commodity production, and the need for a gdomestic,h unified market
for capital to overcome feudal fragmentation and disintegration. This fact
is entirely confirmed by the historical movement of humanity towards the
nation-state. All nation-states were able to appear with the development
of capitalism, and as capitalism develops, expanding over an increasing
area, the nation-state is also formed. The national movement is essentially
the movement and struggle for the creation of the nation-state. Here there
is no question that gracialh factors represent one important element,
but they are certainly not the cause of the formation of the nation-state.
The existence of races is as old as humanity, but the nation-state is only
a product of capitalist gmodernity.h
For the bourgeoisie eager to create a market they will be able to rule
single-handedly, forging a common language, a system of education and currency,
unified ways of life and customs, etc., are all of decisive importance.
In order to smoothly conduct gbusinessh and sell commodities, it is important
to know the intentions of onefs business associates. Thus, it is clear
that the formation of the nation-state, a unified language, and a single
national market have tremendous significance for the development of capitalism.
Capitalism emerges along with the rise of the nation-state. In other words,
the concept of the gnation,h in the modern sense, first gains this meaning
with the development of capitalism.
The state was only historically realistic as the nation-state. This first
occurred through the French Revolution. From the time of the crisis for
the French Revolution in 1792, consciousness of nationality, citizenship,
and the state appeared for the first time in history with the countrywide
surge of enthusiasm to gdefend revolutionary France.h In response to
this, European reactionaries rallied to suffocate the French Revolution
to death. When the French Revolution was threatened by foreign reaction,
a strong consciousness emerged among the French gcitizensh to guphold
the homeland of revolution,h and they united behind the slogan: gvivez
les citoyensh Long Live The Citizens.h This was the first manifestation
of a strong gnationalh consciousness. (At this time the Peoplefs Army
of Marseilles marched to Paris singing the gLa Marseillaise,h which later
became the French national anthem.) The French Revolution is thus the starting
point of gmodernh nationalism.
This awareness soon spread to the European countries that were invaded
by Napoleon, thereby broadly stirring national consciousness in Europe.
Nineteenth century Europe was consequently the age of the formation of
nation-states, including the formation of nations in Germany, Italy and
elsewhere.
The historical significance?as well as the limitations?of the formation
of gnationsh can be clearly seen in the example of the present-day situation
in Papua New Guinea. This is a country 1.2 times the size of Japan (eighty
percent of which is covered by forests) inhabited by a population of 3,500,000
people that is divided among over seven hundred tribes, each with their
own independent language. Of course, some of these languages are quite
closely related and differ only as gdialects,h but still there is no
gcommon languageh for the country. This phenomenon can also be seen,
to a greater or lesser extent, in extremely economically undeveloped regions
of the world. Every nation-state today passed through a similar stage in
the past.
Compared with the current situation in Papua New Guinea, we can see how
historically progressive the formation of the gnation-stateh was. The
development of capitalism prompted the formation of nation-states, and
the single nation-state replaced tribal unity. This was necessary and convenient
for capitalism. National unity?i.e. commonality of territory, language,
customs and lifestyles, including the unity of weights and measures?created
the ideal social environment for the prosperity of capital by ensuring
the conditions and markets for the growth of capital. In a situation where
3.5 million people are isolated and divided?starting with language barriers?and
a widely unified market does not even exist, the growth of capitalism will
be extremely difficult, or only develop at a slow pace. It should be clear
at a glance that the rapid development of capitalism in Papua New Guinea
would require the formation of a unified nation-state through the unification
of language, assimilation of tribes, and the development of transportation.
The example of the situation in Papua New Guinea should also elucidate
how silly it is to define the concept of the nation on the basis of language
or territorial communities. Does Papua New Guinea have 700 nations? Is
every tribe in Papua New Guinea a nation? Seen historically, the dissolution
of tribes and their sublation into a single nation-state through the development
of capitalism, marks a huge step forward, and it is nothing but sentimentality
and nostalgia to say that that each fixed tribal territory or language
is important and necessary, and must be protected and preserved. Under
such a situation, the people of Papua New Guinea would be trapped in a
backward social situation, facilitating their plunder by economically-developed
countries like Japan?as they are doing now! But the shallow and sentimental
petty bourgeoisie spreads the illusion that such a situation is in fact
the ideal one for workers!
A look at history, of course, shows that the nation is not necessarily
formed as a nation-state, and that a gpureh national state cannot be
said to exist. However, the question here is a conceptual one, and we must
abstract from actual history. We are concerned with whether the modern
state?in other words, the capitalist state?is a nation-state, so the investigation
into whether particular states are always gpureh nation-states or not
is irrelevant. It is sufficient to determine that the modern concept of
the nation, or national awakening, cannot be discussed in isolation from
the historical fact of capitalist development and the formation of a bourgeois
state. Certainly any number examples can be given of racial groups that
were aware of themselves as a nation, but did not form into a state, or
cases of states that are gmulti-national stateh rather than nation-states.
This, however, does not negate the fact that the modern state is a nation-state,
or the fact that nation-state is composed of the nation [minzoku]. In fact
the very use of the term gmulti-national stateh shows that the bourgeois
state is essentially a nation-state, and that in connection to state formation,
the concept of race has been transformed into the concept of the nation.
We have clearly revealed that this concept of the nation is simply a historical
concept, which corresponds to the capitalist mode of production. Nationalism,
no matter what form it may take, is only the typical ideology of capitalism.
Stalin spoke of a gsocialist nation,h but it should be understood how
reactionary and ridiculous such a concept is. Certainly peoplefs racial
differences will remain even under socialism. But the question of which
race a person belongs to will have already become completely irrelevant.
Moreover, people throughout the world will be increasingly drawn together,
and united into one ghuman race.h People will be united not by race or
gblood,h but merely as human beings, and all obstacles to prevent this
will have been overcome.
In this way, the nation was formed historically, and is not an ambiguous
concept. For example, Stalin speaks of an gAmerican nationalityh [minzoku]
as the concept of the United States. However, it is evident that there
is no such thing as a single American minzoku [here used in the sense of
ethnic group or volk]. It is more accurate to speak of the American kokumin
[people/citizens], but not of the American minzoku.
Likewise, if one looks at commonality of language, and argues that Britain,
Australia, Canada and all other nations that speak English belong to the
same gnationalityh [minzoku], this is clearly an irrational argument.
We recognize the need for a concept of nations composed of mixed nationalities
[many ethnic groups or nationalities], but the existence of such states
itself is connected to the self-destruction of the concept minzoku [here
nation in the sense of volk]. In what sense are the Japanese people a minzoku?
It has already been proved that from the time of the J?mon Period, Japanese
people have been a gmixh of races. In this way, this view of the nation
[minzoku, volk] itself is nonsense with almost no scientific basis!
For this reason, people have been bewildered, and resorted to placing the
emphasis on psychology, and subjectivistic elements, and the gsense of
identityh to define the concept of the nation. In other words, people
have a national existence in terms of the idea of awareness of which nation
one belongs to. For example, a person of Jewish origin who considers himself
an American, would be no longer be a member of the Jewish nation [minzoku].
Only those Jews who are aware of themselves as a member of the Jewish nation,
and cherish its customs, religion, and language would have the right to
consider himself such a member. How could any Jewish person who considers
himself American, French, German, Polish, or Russian?and has abandoned
the Jewish religion and its customs and no longer speaks Hebrew?still be
considered Jewish.
This attempt to subjectively and psychologically define the nation shows
that the compromised and dubious nature of concept of the nation. Any attempt
to gstrictlyh define the nation can only fail, and result in some sort
of reactionary, mystical dogma. Nationalism is a historical idea connected
to the development of the bourgeois state, and in this sense it is merely
a relativistic idea. This is certainly closely connected to the concept
of race, but they are certainly not the same thing. The concept of the
nation [minzoku] and people/citizens [kokumin] are capitalistic concepts,
and thus when humanity has broken through the limitations of capitalism,
these concepts will fade away and be forgotten. This is essentially how
we understand the concept of the nation.
Of course, we can recognize that the concept of race is objective to some
extent. However, here we are considering the concept of the nation, not
race. We can dare to say that since ancient times not a single person has
scientifically established this concept!
It is also worthy noting, that in the past some tried to spread a greater
Asian gnationalismh by saying that Japan and China were d?bund?zoku [two
nations of the same race sharing the same writing systems], but this is
again a type of gnationalism.h In other words, instead of internationalism
which looks to the commonality of all humanity, this position emphasizes
the particularities of race, territory, and culture. Workers certainly
cannot support or defend any kind of nationalism!
VI. The National Problem and Intellectuals
When considering the national problem, it is not meaningless to consider
the views held or gsolutionsh proposed by the gleftwingh radical (or
liberal) intelligentsia. They have examined the nation, but their petty
bourgeois standpoint prevents them from discovering a real solution to
this problem.
The 1980 issue of the journal Impact 8 focused on gMarxism and the national
problem,h and included in this was an article by Yamazaki Kaoru that criticized
Stalinfs concept of the nation in the following way:
This sort of definition, as Stalin clearly says, is characterized by thinking
of the nation in terms being the total sum of a number of characteristics,
rather than simply one characteristic. In other words, the nation is the
convergence of four types of commonalities: language, territory, economic
life, and psychological conditions.
Stalinfs conceptual definition has the gadvantageh of having a completely
mechanical and simple process of deciding what is a nation. But for many
people who are struggling to protect their own national identity, this
is a violent definition. There are blacks in the United States, Okinawans
in Japan and others who are deprived of their entitlements as a nation,
and those Latin Americans, divided into different countries, seeking a
continent-wide liberation. Moreover, in the case of Eastern Europe that
I just mentioned, on the basis of Stalinfs definition, the situation of
these divided states would be fixed. This, for example, would have justified
the position of President Johnson towards the Vietnam Revolution. Those
who claim that this is a gMarxist-Leninist definition of the nation,h
are so politically obtuse that they have failed to realize that terrible
practical consequences of this theory. Just consider the case of the South
American republics. Europeans living South American share a common language,
territory, economic life, and psychological traits; while on the other
hand, in Africa there are various tribes that are divided territorially
and culturallycas well as linguistic divisions between the Niger-Congo
and Khoisan languages families. According to Stalinfs definition, it would
be correct to recognize the rights as a nation of the latter (Africans),
while denying such a right for the South Americans.
Moreover, without having all four of the a priori criteria that form the
foundation of Stalinfs definition, the basis for deciding what is a nation
is not operational. Just looking at one of the four?commonality of language
(everyday language)?is certainly not that easy. For example, are Spanish
(Castellan) and Catalan the same language? Or how about Russian and Ukranian,
or Tzotzil and Tzeltal (both Mayan languages) or the many Bantu languages
a single language or separate ones? The same problems arise for the other
criteria. The difficulty is that before grouping together commonalities,
it is necessary to first define the meaning of each of the criteria themselves.
Of course, it is easy to criticize the crude and formal arguments of Stalin.
Therefore, the problem is not whether Yamazaki has criticized Stalin (many
years have passed since criticizing Stalin in itself had meaning!), but
rather from what standpoint he is criticizing Stalin. He says that Stalinfs
definition takes a hostile stance towards those who seek to fight for their
national identity. But this only exposes that Yamazakifs own position
is nationalistic, rather than class-based?in other words he is fundamentally
petty bourgeois). Supporting the struggle of blacks in the United States
against discrimination is a completely separate question from their gstruggle
to protect their national identity.h
In connection to the fact that Stalin brought up the gright of regional
autonomy,h Yamazaki considers the view of the following nation:
This concern is certainly not trivial. Just as Stalin was compelled to
introduce gpsychological stateh [as one of the four criteria], while
a given nation becomes aware of its right to independence as a nation is
constrained by objective conditions, the subjective elements are always
dominant. When the gJews in Polandh became aware of themselves in this
way, this was denied by the Poles who had received recognition as a nation
with the excuse of calling it gcomplete democracy,h but this was a type
of national oppression. We must clearly indicate that, in response to the
nation problem, Kautsky, Lenin, and Stalin tended to look at the objective
outward appearance, from the viewpoint of those who ultimately grant self-determination
or autonomy; this right was more or less dependent on the arbitrary size
of the gterritory,h and the perspective of the minority nation that was
to either be granted or deprived this right was not seen. To declare that
autonomy or independence should be decided gobjectivelyh and neutrally
amounts to a fixation on onefs own nation.
Is it truly the case the Marxist theory of the nation is a theory of ggranting
the right to self-determinationh? The working class in an oppressor nation
supports the right of national self-determination for the oppressed nation,
and expresses sympathy and solidarity with their struggles, on the basis
of opposing the imperialist policies and national oppression of the ruling
class in their own country. In general, Marxists recognize the right of
national self-determination, but this does not mean that they necessarily
would support this in a particular case. This is especially important in
the case of a split. A case could naturally occur where the workers in
a country where the bourgeoisie is seeking a split would be opposed to
this. What is Yamazaki trying to say exactly? His view is total nonsense
and simply anarchistic confusion.
This nationalist is in favor of the limitless repartition of existing states,
and the increase in the number of nations. But the development of capitalism
itself turns this into a mere fantasy. The following passage exposes his
concept of the nation:
How can we conceptually define the nation? All participants in the debate,
including Bauer, were in perfect agreement in terms of viewing the nation
as a historical entity rather than something eternal and unchanging. However
they reached completely different concepts of the nation depending on whether
they viewed it in terms of commonalities of external characteristics such
as language and territory, or grasped it instead according to internal
elements?or to grasp it in a gemich manner, to use an anthropological
term.
Considering the diversity of existence forms of nations, it requires some
type of violence to distinguish, on the basis of external criteria, which
gnationalityh has the right to be a nation and which does not. Even if
such violence is of a scholarly variety, once it is applied as the main
national policy it clearly can explode as physical violence, resulting
in ethnocide. On the other hand, by adopting the latter standpoint, we
are faced with endless divisions between national groups. In Africa in
particular there is the danger of slipping into the worst sort of tribalism.
In this sense, there was a pressing need in the period of the Second International
to find a new definition of the nation that does not rely simply on external
or internal factors.
This is in fact the program of Stalinism, since Stalin offered a concept
of the nation that was gneither intrinsic or extrinsich?i.e. an eclectic
concept that combines both. It is well known that in addition to the gexternalh
definitions of common language and territory, Stalin added psychologicalh
elements borrowed from Austro-Marxism, and he tries to connect them to
find some middle ground. How different is Yamazaki from Stalin when he
offers a concept of the nation as gneither intrinsic or extrinsich? How
can he come up with anything that is fundamentally different from Stalinfs
concept? Or would he argue that Stalinfs attempt was correct in its general
direction, but incorrect in its content? If so, what does Yamazaki offer
instead? The truth is that he offers nothing at all! He can only supply
a bunch of nonsense!
Yamazaki claims that defining the concept of the nation in an gextrinsich
manner is forced, but he offers no rational explanation?or is unable to
explain?why an gextrinsich definition is forced, while an gintrinsich
one is not. Yamazaki argues that Lenin and Stalin adopted gextrinsich
approach, and that this resulted in gviolenceh within the Soviet Union
towards minority nations. He thus concludes that the gextrinsich definition
was a failure. However, to say that the gviolenceh and oppression towards
the minority nations within the Soviet state was due to Stalinfs application
of an gextrinsich concept of the nation requires other mediated factors
to be convincing. To simply combine two facts externally does not amount
to scientific or dialectical proof. Rather, this was Stalinfs own argumentative
method. (Of course, here there is no particular need to bring up the example
of Stalin since he has no monopoly on undialectical methods, but since
Yamazaki carelessly criticizes Stalin, one feels the desire to point out
the basic similarities between his method and Stalinfs.)
The idea of national self-determination was repeatedly emphasized, but
the question of what is a nation that can determine its self was not addressed,
so this was theoretically meaningless. This could only result in policies
that were confused and violent. Even if this question were addressed, it
would be problematic today to define this, in the manner of Lenin and Stalin,
only in terms of right of political separation and independence. This question
must be considered in connection to theories of imperialism. Pierre-Philippe
Rey has said that since the aspect of direct political rule of colonies?i.e.
political imperialism?was a transitional aspect towards the primary imperialism?
economic imperialism?neo-imperialism is in fact the true form of the imperialistic
colonial rule. If this is the case, those who advocate the political right
of national self-determination to colonies and dependent states, are in
fact acting as forerunners for this primary imperialistic rule. Rethinking
the form and content of national self-determination is thus deeply connected
to theories of imperialism.
If it is true that the inability to provide a concept of the nation leads
to the oppression of other nations, then Yamazaki himself is repressive.
This is because he says that the concept of the nation can only be defined
as gintrinsic,h but offers no other concept. What is this philistine
trying to say? He accepts, with out any critical examination, the idea
that imperialism is primarily economic imperialism, and that Lenin and
others thus aided imperialism by viewing national self-determination in
terms of gpolitical separation and independence.h He says that the demand
for political independence has no meaning since it is connected to imperialistic
rule, and instead only plays the role of the gforerunnerh of gprimaryh
imperialistic rule. This, however, is a caricature of the gimperialistic
economismh that Lenin tore to threads. Here Yamazaki has forgotten how
miserable the colonial rule was for many nations, and how it also stifled
economic development. He talks about gneo-colonialism,h but he is unaware
of the arbitrariness of the Stalinist concept of the nation. Even though
he sets out to criticize Stalinism, he ends up clinging to the most vulgar
concepts to suit his position. Could anyone be more hopeless than a gleftwingh
intellectual?
In fact, for developing states, political independence (national self-
determination!) opened the path for their independent growth and economic.
Even if these states are economically and financially dependent on developed
capitalist states, this still does not deny this historical significance.
Political independence itself is a moment or lever that makes the concentration
of economic power possible.
Yamazaki says that since Stalinfs nation concept doesnft recognize the
Jewish nation as a nation, this is connected to national extermination.
The Jews are spread throughout the world, and therefore a concept of the
nation based upon commonality of language and territory would represent
their elimination as a nation.
Yamazaki introduces the gconcept of identity,h subjectivistic psychology,
and cultural customs, so that even if the Jews no longer live in one geographic
area, as long as a person is aware of himself as a Jew, or maintains the
psychology and customs of the Jewish people, he can be considered a Jew.
It is characteristic that he doesnft mention race, since through assimilating
with other races and nations, the racial characteristics of the Jews have
also been diluted. In most cases, they have assimilated with the other
nationalities in the areas and states where they live. As a result, Yamazaki
has nothing to say about the most possible national characteristic, racial
characteristics, and instead brings up the subjectivistic indices of gpsychologyh
and gsense of identity.h This shows us the bankruptcy of petty bourgeois
nationalists.
The fact that the concept of the Jewish people cannot be totally separated
from a racial concept, is just as the Japanese nation cannot. If someone
is to say that Japanese people were formed by a mixture of races and therefore
cannot be called a nation [minzoku], this would only mean that this person
is not aware that the concepts of nation and race are relative. They are
greverseh nationalists?that is, they are not different from reactionary
nationalists in terms of making a big deal about the concept of the nation
as something absolute
It is said that the concept of the nation can be defined as something subjectivistic
(gsense of identity,h etc.), but this in fact reveals the flimsiness
and basic feebleness of the concept of the nation and its historical relativity.
Since a person can have an identity as a gJapanese person,h but in fact
be racially mixed, this shows that the concept of nation is connected to
the concept of the bourgeois state. Why does Yamazaki have need for a concept
of the nation that goes beyond this? Whose interests can a theory that
eternalizes the nation serve, if not for the bourgeoisie?
On the other hand, in the same issue of Impact 8, Kato Kazuo raises the
stupid argument that by means of advancing nationalism the imperialist
state can be gdissolvedh:
Letfs consider the direction that heads away from culture, as the concretization
of life, to the state. Through this process onefs national-ness [monzku-sei]
is confirmed, in comparison to other nationalities, and this is the shortest
way to grope towards a new community. Here I want to investigate the path
towards the dissolution (democratization) of the state. My premise is that
the state be composed of all of the different nationalities, and I myself
am one of the members of the nation. Here the essence of internationalism
is first of all the clear recognition of the relationship between different
nationalities, the remodeling of these relations, the creation of a bottom-up
national unity (=community), and forging the ideological foundation to
oppose the top-down, state-centered gnational unity.h
It is completely asinine to think that the class state can be dissolved
though culture. Moreover, this petty bourgeois views the dissolution of
the state as being identical to its democratization. If it were true that
the dissolution of the state were its democratization the Japanese state
would not need to be dissolved, since the Japanese state is a bourgeois-democratic
state.) What astoundingly bourgeois and opportunistic thought! He says
other nonsensical things, for example: gA wedge cannot be driven into
the structure of the modern state without the thoroughgoing pursuit of
nationality and.h This philistine does a great service to the bourgeoisie
by advocating nationalism in a somewhat different form from their own.
What gnationalityh is going to be gpursuedh in what manner, and what
gwedgeh is going to be driven through what gstateh?here we have nothing
but empty expressions. This petty bourgeois academic, after talking about
the Ainu as a nation, adds the following conclusion:
This is indeed the national problem of the Japanese state. The ultimate
question is how this state will be dissolved. To start with my conclusion:
the form of national unity, that I mentioned previously, can either be
in the direction of the independence or autonomy of minority nations, or
the direction of the establishment of territorial autonomy, the so-called
direction of separation and dispersion. In fact, these are the objectives
of various present-day movements. Baba Nobuya, who analyzed the independence
movement in Quebec, indicated the strengthening of the tendency towards
territorial separation common to minority nations existing within the framework
of domestic colonies apprehensive of state-based unity. Clearly, there
is a gseismic shifth occurring within the state. This is also true of
the Japanese state.
Still, it is quite difficult to logically organize this, and present it
as an organizational theorycAccording to Rosa Luxemburgfs logic, minority
nationalities within large states, rather than forming their own nation-states,
should seek the rights and equality of nationalities in their cultural
relations, in solidarity with the proletarian class, thereby dissolving=democratizing
these large states. This position was essentially different from the demand
of Austro-Marxism for democratic autonomy within the framework of the state
(this was autonomy within the imperialist states and autonomy of socialist
states), but in the end Luxemburgfs efforts were thwarted. I cannot deal
with this point here, but I think that we can only start again from the
perspective of her setback. This is one of the reasons that I have set
about considering the nationalities within the structure of the modern
Japanese state.
Today many Japanese people are going abroad, and coming closer to different
cultures and nations. This opens up new possibilities. However, on the
other hand, the state is increasing its functions. What can we make of
this? This means that state which had been grotesque and repressive, has
become more sleek and functional, presenting an image of being full of
vibrant beauty. But, within this is the essence of the rule of the modern
state. By contrast, the culture and tradition of the nation have gradually
disappeared. The problem is how to grasp this state, and search for the
path to its dissolution. I have been investigating the problem of the nation
as part of this search.
This ridiculous man is trying to say that by becoming autonomous entities
and allying with each other, nations existing within larger states will
be able to gdissolve= democratizeh these large states. Clearly this is
nothing but a petty-bourgeois fantasy.
Today the large state is progressive?regardless of the extent to which
it exists as an imperialistic great power. Only the petty bourgeoisie who
cannot understand how this state is necessary and important for the organization
of socialism, shriek at the sight of the reality of the large states, and
seek to replace them with smaller states, or seek a divided gweakh state.
They can repeatedly call for this, but it nonetheless remains a hysterical
petty bourgeois fantasy. No matter how reactionary and antagonistic towards
the workers large states may be, this is because they are bourgeois state?the
large state itself, however, is historically necessary and progressive.
Only through the victory of the working class in the large states can a
new age of human history be opened up. Even if the working class were to
emerge victorious in a small state, unless this alone was sufficient to
construct socialism, the effect on world history would be negligible. To
juxtapose the large state with small or divided states, and say that the
latter would be beneficial to workers, is in fact the worst sort
of fantasy that only serves to deceive the working class. The issue is
to overthrow the bourgeois state and replace it with a workers state, not
to gdissolve= democratizeh large states. First of all, this is impossible,
and therefore a waste of energy. Secondly, even if this were possible,
it is reactionary, and not in the interests of the workers.
Kato believes that the national struggles within large states such as the
United States, Soviet Union, and Japan would gdissolve=democratizeh these
states, and that this is the only hope for achieving this goal. Clearly,
however, this is nothing but petty bourgeois lack of confidence in the
capacity and historical role and struggles of the working class. This class
are discouraged by the setbacks and gconservatismh of the working class
in Japan and the United States?seen from a more long-term perspective this
is essentially a temporary phenomenon?and seek refuge in the struggles
of the gnational/ethnic minorities.h Kato aims not for the overthrow
of bourgeois states, but rather their reform or gdemocratization.h But
what exactly does this mean? Those who, behind leftwing-sounding phrases,
go so far as to attack Marxism for being bourgeois thought, reveal their
truly opportunistic nature and terribly vulgar minds.
Instead of encouraging gintegrationh between nations, these people foster
separation and conflict, saying that each nation should be gautonomoush
as a nation. They argue for the Dasein [determinate being] and rights of
the Ainu nation, but he seems unaware of the essence of bourgeois society
wherein this right for the Ainu would also be connected to the recognition
of the rights and gmeaning of existenceh of other types of nationalism
in Japan?since the recognition of this right for one group necessarily
means recognizing it for others. In stressing the existence of the Ainu
gnation,h they also emphasize the existence of the Japanese gnation,h
but this can easily be made use of, either consciously or unconsciously,
by bourgeois imperialists.
Kato says that his own standpoint is different from Austro-Marxism?which
only sought autonomy within imperialist states?since he seeks the gdissolution=
democratizationh of imperialist states. But this is a hollow distinction!
Clearly, Austro-Marxism also claimed to be fighting against imperialist
states. This theory was proposed as the program of the liberal socialists
and nationalists fighting against imperialism. However, this was presented
not in a revolutionary form, but rather a thoroughly opportunistic one?i.e.
in the form of nations co-existing in harmony within the framework of the
imperialist state. This is essentially identical to what Kato proposes
when he calls for the gdemocratizationh of the bourgeois state, rather
than its overthrow. Kato speaks of the gdissolutionh of the state, but
since this in fact means gdemocratization,h there is no essential distinction
from Austro-Marxism. Viewing the gdissolutionh of the state as its gdemocratizationh
is characteristically petty bourgeois?and is an expression of their opportunistic
class nature. Kato has not proposed anything substantially different from
the thoroughly opportunistic Austro- Marxism that sought petty bourgeois
reforms within the gimperialist state.h One has to be incredibly ignorant,
or self-complacent, to defend the same standpoint held in the past by the
petty bourgeoisie within the imperialist states, and then criticize Marxists
for being gplacid reformists within the imperialist stateh!
The question of whether or not the Ainu are a nation is a central question
for the Japanese intelligentsia. Professor Sobue Takao, who calls for an
accurate study of the history of the Ainu to correct prejudice, says the
following:
The need to deal with this sequence of movement shows that thinking about
graceh and the gnationh has changed greatly. It is well known that
America for a long time has been known as a gmelting pot of races.h Both
white and black races have assimilated within this melting pot. This was
believed to be the characteristic of the United States. In the sixties,
objections were raised to this traditional gmelting-pot theory,h and
there arose an alternative gsalad-bowl theory.h
In other words, various types of vegetables are placed within one salad
bowl, but they certainly are not fused together. The lettuce remains lettuce,
and the celery remains celery?each maintaining its own particular nature.
Together in this bowl, they form the total image of the salad. The same
is the case for race: in America the various races certainly do not fuse
together. Rather, all of the races together form the American state, while
at the same time they maintain their own traditional cultures. This view
is based on the present-day situation in which each racial group emphasizes
its own identity, instead of the former assimilation.
Along with this, one more trend that should not be overlooked is the recent
change in the definition of the concept of the gnation.h Whereas the
concept of graceh used the criteria of innate physical characteristics
(particularly skin, eye, and hair color), the gnationh has been defined
in terms of groups having their own particular language and culture (way
of life). However, beginning in the sixties, identity was added to language
and culture as the most important factor in determining a nation.
In the United States, there are many Native American tribes that have totally
lost their own language and customs under the influence of white civilization.
However, as long as they still have their sense of identity as a tribe,
they can be recognized as an independent nation [minzoku].
They same thing can be said in the case of the Ainu in Japan. Among the
Ainu there are many who are unable to speak the Ainu language, and whose
everyday life is basically Japanese, but as long as they still are conscious
of themselves as Ainu, the Ainu must be seen as an independent nationc
As I have already pointed out, one of the traditional characteristics of
Japanese society is its closed nature. There has been a strong tendency
to exclude anything that is different, resulting in prejudice and discrimination
against the Ainu, as well as against Korean Residents of Japan [zainichi
kankokujin] and students and workers from Asia. (Asahi Shinbun, June 13,
1991)
This philistine asserts that the various races and nationalities of the
world gwill certainly not blend together.h This statement alone shows
his reactionary nature. Can anything be more clear that in the future all
races and nations will be gassimilated,h and that there is nothing that
will prevent this? The reactionary petty bourgeoisie and nationalist philistines
contrast this gassimilationh in general with the gunique national culture.h
But the assimilation of the worldfs races is certainly not in contradiction
with the preservation of gunique national culture.h There is no reason
to gdiscriminateh against those who seek to preserve this culture?i.e.
the forced assimilation in class society of people to the state. Sobuefs
idea that the gnationalities within the U.S. are definitely not assimilatedh
is theoretically stupid and politically reactionary. In the future class-less?and
thus state-less?society all nationalities will assimilate together, and
it is odd for someone to think that this would not happen.
Sobue says that the Ainu people ghave become Japanese,h but there is
nothing particularly tragic about this. That is because this means that
the conditions are in place for the Ainu proletariat have joined hands
in to fight in solidarity with the Japanese proletariat against the rule
of capital.
Sobue?or petty bourgeois nationalists in general?tries to defend the concept
of the nation, but fails. Ultimately he reduces the concept to subjective
elements like gidentity.h This concept of the nation is empty and hollow.
He introduces a subjective standard whereby someone can be considered a
Native American if they have this identity, even if they no longer speaks
a Native American language, but overlooks the fact that the completely
opposite situation could also arise. According to Sobuefs subjective conceptual
definition, a black person who also has the identity of being an American
would no longer be black. However, everyone knows that this concept of
the nation is incorrect.
Sobuefs mistake is that he views the concept of the nation as a historical
and cultural concept separated from its natural basis. In this way, the
concept of the nation becomes an empty concept. The concept of the nation
is historical, but this does not mean that the nation lacks a natural basis.
This is the same as social labor taking the social form of value, but still
having things in common with labor under all forms of society. The nation
can certainly not be separated from all natural conditions such as race,
language, and so on, and to do so would be to turn the nation into something
lacking all content. There is no question that the concept of the nation
is very much a historical concept and is inseparably connected to historical
fact of the formation of the bourgeois nation-state. Still, this does not
separate the concept of the nation from natural things, and it would be
incorrect to reason this way.
Sobuefs emphasizes the theory of the gsalad bowlh wherein the various
nationalities and races combine, gwithout losing their identity,h to
form the state of America. In terms of presupposing the eternal existence
of the bourgeois state, this theory is exactly the same as cliched bourgeois
theories. Our aim, by contrast, is to negate and overcome the bourgeois
state?regardless of whether nationalities and races attempt to exist independently
or through assimilation?and thereby overcome the national existence of
humanity.
What sort of state does Sobue presupposes the United States to be? Is this
a United States, like the Austrian Empire (or more recently Yugoslavia),
where each nationality increasingly emphasizes its own gidentity,h thereby
dividing the state into smaller gnation- statesh? Since the different
nationalities in the United States are spread out over the entire country,
this possibility seems slim. In this case, isnft Sobue, like Austro-Marxism,
basically advocating the gcultural autonomyh for each different nationality
(under the bourgeois or imperialist state!)? Workers know that this is
completely opportunistic standpoint!
Intellectuals who make so much noise about the nation hope for cooperation,
understanding, and peaceful co-existence between nations, rather than conflict,
disputes, and war. There is no reason to doubt their ggood intentions,h
but as Marx quoted from Dante, gthe road to hell is paved with good intentions.h
The aim of workers is a little different. Workers ardently seek the cooperation
and solidarity and between different nationalities. The concept of gnationh
must be dissolved by the concept of ghumanityh?this is the belief of
the internationalist workers throughout the world fighting to realize socialism.
The idea of cooperation between nations, which itself presupposes the existence
of nations, is the ridiculous idea of bourgeois intellectuals who treat
capitalism as an eternal form of society.
Unlike petty bourgeois intellectuals, we are not interested in endlessly
talking about the concept of the gnation.h Our starting point is not
the nation, but rather the reality of capitalism, and the rule of the nation-state,
and we seek to revolutionize this reality and liberate the working class,
thereby gemancipatingh all nations.
For us it is a clear assumption that the nation, unlike the gnaturalh
definition of race, is a social and historical concept. Furthermore, we
think that it is perfectly clear that the concept of the nation in the
modern sense is inseparable from the development of capitalism and the
formation of the nation-state. Of course, this does not preclude that a
given nation may today form its own state. (For example, the Jewish people
who had yet to form a state around the time of the First World War, later
became aware of themselves as a gnationh and began moving in the direction
of forming a state.) In this sense, the concept of the state cannot always
be connected to the idea of territory, as Stalin believed. The nation is
connected to one stage of human history, wherein it has real significance,
but once this stage has been superceded it will be seen as a relic that
belongs in the past of humanity and remains only as a memory.
It is clear that the nation is also connected to gnaturalh concepts,
such as racial distinctions, but this is not directly related to the concept
of the nation. To establish the concept of the nation, social and historical
elements must be included as its necessary moments. Along with the development
of capitalism and the formation of the bourgeois state, the concept of
the nation in the modern sense is established. Of course, the nation is
an objective thing, not something subjective that results from the common
gpsychologyh of a given group?that is, even though it has subjective
elements, it must be defined according to the objective factors.
We clearly say that national distinctions?i.e. arbitrary racial differences,
will probably remain to some extent in the future human society, but this
will no longer have significance to humanity. Using racial distinctions
as the basis of national discrimination (i.e. historical and social discrimination)
is linked to the development of capitalism and the nation-state. Thus,
the national problem is essentially a historical and social problem, not
a gnaturalh one. For workers, it is fundamentally important to recognize
this. Until the victory of socialism throughout the world, the national
problem will retain its necessity and basis. To those petty bourgeois intellectuals
who talk about the nation and its importance, and say that Marxism is gbankrupted,h
gimpotent,h or is gunable to find a solution,h we reply that they are
caught up in the gnationh to the point that they are unable to see the
history of humanity that lies beyond the boundaries of capitalism and the
nation-state. They canft take one step beyond the framework of capitalism,
and remain absorbed in discussing the national problem from their cramped
and vulgar standpoint. Within the boundaries of capitalism, it suits their
taste to eclectically talk about how gcomplexh and gdifficulth the
problem of the nation is. By absolutizing and fixing the nation problem
in a supra-historical manner, they end up aiding the bourgeoisie and reactionaries
whose interest lies in the development of every sort of nationalism.
These intellectuals do not seek the gdissolutionh of nations, but rather,
presupposing their existence, hope that different nationalities will cooperate
and resolve their conflicts so that they all might live in harmony under
capitalism. These intellectuals are liberal nationalists or gsocialistsh
who welcome nationalism (in the style of Austro-Marxism), while being opposed
to the radical nationalism represented by Nazism. The most up-to-date intellectuals
do not even feel the need the drape their nationalism with socialism since
nothing could be more unfashionable today than socialism. Therefore, rather
than concealing their opportunism behind a socialistic veil, it is more
trendy for academics today to actually gcriticizeh socialism.
The petty bourgeois intellectuals who attack the nation theory of Marx
and Lenin do not understand that the Marxist theory of the nation is completely
subordinated to the interests of the working class and the struggle for
socialism. Thus, they have the impression that Marxism gdespisedh or
gfailed to understandh the nation problem. Marxism, in short, did not
view the national problem as having the greatest significance or importance.
But intellectuals are not interested in this position of Marxism. For them,
the national problem in itself is an independent problem, rather than ga
function of class relations,h and thus cannot be greduced to the class
problem.h Of course, imprecise and ambiguous terms such as gfunctionh
and greduceh are of little use. Lenin emphasized that the problem of
the nation in its totality is subordinated to the interests of the class
struggle?even though at certain times, and under certain conditions, this
can have extremely important significance. Such a position, of course,
does not amount to gignoringh or being disinterested, insensitive, or
indifferent to the problem of the nation.
Like the concept of race, the concept of the nation is essentially something
relative, ambiguous, with boundaries that are not fixed. Nevertheless,
this is a real concept, and not a figment of the imagination. This concept
is a relative thing because nationalities, through history and their real
activity, have become increasingly assimilated and mixed, and will continue
to be so. Just as no gpureh race exists on this earth, there is also
no gpureh nation that exists. This is nothing but a myth created by reactionary
nationalists, national chauvinists, and Nazi fascists. What race would
a person who has parents from different races belong to? There is no rational
answer to this question. In the end, we have to recognize the correctness
of the view that there is but one human race. Those Japanese people who
talk about the gpurityh of the Japanese people or gnationh ignore the
historical fact that Japanese people are a product of gmixed blood.h
The stupid reactionary nature of those who speak of the gpure bloodh
of Japanese people or the unrivaled historical development is truly a marvel.
We are human beings, and nothing else, and we should recognize that as
human beings we are equal (of course in this class society it should be
added that people are equal as workers). Moreover, the only true solution
is the rapprochement, cooperation, and assimilation between nations?not
distinctions, separation, and isolation. Of course, this is a Herculean
task under class society. For this to be achieved in reality requires the
united struggles of the working class throughout the world opposed to capital,
and the worldwide victory of socialism. Workers are fundamentally interested
in unity and solidarity in their anti-capitalist standpoint, not in the
distinctions and divisions between nations. Workers are opposed to all
who seek to foster the divisions between nations, and seek instead to weaken
such conflict.
The Socialist Party has also made some comments on the nation problem,
and I would like to conclude this essay by briefly looking at some of them.
Their comments are basically identical to those of the intellectuals that
we have already considered. This petty bourgeois party has said that it
gseeks harmony between nations and states,h and gmutual respect rather
than eassimilationf.h In particular, they stress the gright of the
native or aborigine peoplesh [zenj? minzoku]. What do they mean by grightsh
in this case? This is first of all personal rights. However, workers deny
the right private property, whether it is that of gnative/aborigine,h
or in any other case. Even if it is said that the rights of oppressed nations
must be defended, we would still not recognize such a bourgeois thing.
The fact that the Socialist Party brings up the issue of gaborigine rightsh
exposes the bourgeois nature of this party. To defend this right is to
accept all rights of ownership. Are the land ownership rights really based
on the right of prior occupation [senj?]? Some may argue that Native Americans,
unlike the Ainu, are gguaranteed rights of occupation,h but this only
the reverse side or proof of the fact that national discrimination against
Native Americans has not been overcome in American society.
The Socialist Party defends the idea that gthe autonomous rights of the
Ainu as first occupants,h but any such attempt to fix the nation as a
nation is reactionary. Especially today, when the bourgeoisie has begun
to make new efforts to distill nationalism, no one can say that such ideas
will not be taken over by them for use as one part of their nationalistic
propaganda.
Already, the bourgeoisie no longer denies the problem of gminority nationalities.h
As can be quoted in the Socialist Partyfs own organ paper gShakai shinh?,h
during the April session of the Diet, in response to the question of whether
gthe concept of the nation is defined as a single group that has its own
language, customs, traditions, and culture,h the government responded
by saying that it gconsiders the Ainu as a minority nation that qualifies
for protection under the International Human Rights Agreement (Article
B) section 27 (regarding the rights of minority nations).h Of course,
there was also the statement by Prime Minister Nakasone in 1986 that gJapan
is a single nation,h and his denial of the existence of ethnic minorities,
but on the other hand in 1987 LDP Chief Cabinet Secretary Gotuada commented
that git must be said that a minority nation problem does exist in Japan.h
However, if the Ainu already exist as members of citizenry of Japan, with
ensured equal rights, and if these rights are in fact being recognized,
then there is no positive meaning in distinguishing between the Ainu gnationh
and other Japanese people, and to do so would be reactionary. This clearly
results in raising the general nationalist consciousness, which ultimately
benefits the nationalistic campaign of the government, LDP, and reactionaries.
For internationalist workers, this sort of nationalism?and it is clear
that this is a type of nationalism?can only have reactionary meaning, despite
its humanistic appearance.
Of course, if people of Ainu nationality are not being protected under
democracy, and are being politically discriminated against, this must be
overcome immediately. Likewise, any attempts to suppress the continuation
or development of Ainu culture must also be defeated. However, such oppression
currently cannot be said to fundamentally exist. Currently it is quite
possible for those who wish to protect the culture of the Ainu to carry
out their activities. To demand more than this in the name of gdemocracyh
would be mistaken, and would absolutize nationalism, split the workers,
and weaken the struggles and organization of the workers of the same gnation.h
The question of whether or not the Ainu constitute a nation is a scholarly
question, which does not interest the working class. For the workers, this
is not an essential question. It is beside the point if a worker belongs
to the Ainu nation [minzoku] or is a ggenuineh Japanese (whatever that
might mean). People who get hung up on this question are clearly petty
bourgeois philistines. To hold up the concept of the Ainu nation, means
to recognize its counter concept, the gJapanese nationh [minzoku], as
something absolute. To absolutize one nation means to in turn absolutize
others as well. If the Ainu nation is established as a concept, then the
same could be done for the Japanese nation as a concept. Otherwise, there
would be no point in establishing the Ainu nation concept. This in itself
exposes the reactionary nature of Ainu nationalism. Since we are sneer
at the concept of the gJapanese nation,h we also have nothing to do with
the concept of the gAinu nationh or the riky? minzoku (Okinawan nation).
We are consistent internationalists, and will continue to maintain this
standpoint.
Of course, our perspective does not imply that human groups of different
races, languages, and customs do not exist in the contemporary world. Everyone
is aware that this is the case. The question is how this should be understood,
and what attitude one should take. We are opposed to those who seek to
harden and absolutize the concept of the gnation,h and clearly state
that this is not the ideology or standpoint of the working class, but rather
that of the bourgeoisie (and petty bourgeoisie).
The Communist Party is spreading a confused view of the nation. We have
no intention here to fully expose the ideology of these petty bourgeois
nationalists and their gsystem.h We will simply highlight one of their
ignorant statements related to the definition of the nation. On the one
hand, they absolutize the nation, and have said that national self-determination
in Yugoslavia is not correct, since all of the nations within Yugoslavia
belong to the gsouthern Slavic nation,h making it difficult to recognize
the right of self-determination for Slovenia and Croatia.
Since Slovenia, Croatia, and Serbia have gone through quite different experiences
of development, it is silly, in this case, to offer the explanation that
they all belong to the gSouthern Slavs.h Slovenia and Croatia received
a strong influence historically from Rome and Venice, and thus today uses
the Roman alphabet. Serbia, by contrast, was for a long time was under
the rule of the Eastern Roman Empire, and was gfamiliarh with an autocratic
system. The Serbs also used the Cyrillic alphabet. In the realm of religion
as well, the Slovenians and Croats are Catholic, while Serbs are either
members of the Orthodox Church or Muslims. Here the Communist Partyfs
argument that they are all gthe same Southern Slavsh only serves to cover
significant gnationalh differences between them. This is not a problem
that can be decided simply by the distinctions or identity of race. By
reducing the concept of the nation to the concept of race, they are dissolving
socio-historical concept into a naturalistic one. This amounts to depicting
the nation, and national conflicts, as something eternal?as something that
has a supra-historical nature. This view has nothing in common with the
worldview of the working class.
The Communist Party says that since the nations within Yugoslavia belong
to the same gsouthern slave nation,h one cannot speak of an independent
Slovenian or Croat gnation,h and that this demand for gnational independenceh
is not justified. This is the vulgar theory of Stalin.
Herein lies the essential question of what is the concept of the nation.
The concept of the nation that the JCP is advocating has a racial basis?i.e.,
the idea that Slovenians and Croats belong to the gSouthern Slavic nation,h
and should therefore also belong to the same state. The JCP does not say
this quite so clearly, but this is the only conclusion that can be
drawn from their statements.
This view of the JCP appears ridiculous, however, from our standpoint of
understanding the nation as a socio-historical concept that emerged along
with the development of capitalism. If historically, Croatia and Slovenia
went through a different experience of historical development from Serbia
as different gnations,h then no one could interfere with the desire for
national self determination, even if they have the same racial ancestry.
It is clear that they have this right just like other nations do. It would
be totally inconsistent to recognize this right for the three Baltic States,
while refusing it for Croatia and Slovenia.
The question here is one of principal, not of introducing some random case
or expedient standard. It is a question of whether we recognize the right
of every nation to self-determination. We recognize this right for Croatia
and Slovenia, just as we do for the Baltic States. Of course, recognizing
the right to national self-determination is not the same thing as supporting
the self-determination (i.e. political independence) for every ethnic-nation
[minzoku]. On this point, the Communist Party lacks a clear concept, and
for this reason they have fallen into the confusion of saying that the
situation in the Baltic States is different from that of Yugoslavia.
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